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FIRM PROFILE
Overview
OAKWOOD CAPITAL SECURITIES, INC. is located at 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 and was first established at Kansas City, Minnesota in 05/11/1987. After operating for 39 years, OAKWOOD CAPITAL SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of OAKWOOD CAPITAL SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. OAKWOOD CAPITAL SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at OAKWOOD CAPITAL SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 2 disclosures, 1 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access OAKWOOD CAPITAL SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at OAKWOOD CAPITAL SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for OAKWOOD CAPITAL SECURITIES, INC. Comes From
Understanding the Statistics for OAKWOOD CAPITAL SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
600 Highway 169 South Suite 1410, St. Louis Park, MN 55426
Small
(952) 935-4601
Minnesota since 05/11/1987
Corporation
March
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Advisor's working at OAKWOOD CAPITAL SECURITIES, INC.
Douglas Stephan King
William Joseph Haberman
Brian Paul Nauman
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