Brian P. Nauman

ALPHASTAR CAPITAL MANAGEMENT

Davenport, IA 52807

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CRD#: 2007146

Professional summary

Brian Paul Nauman, who also goes by Brian P Nauman, Brian Nauman, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Davenport, Iowa and OAKWOOD CAPITAL SECURITIES, INC. located in Davenport, Iowa.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Brian has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian P Nauman | Brian Nauman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alphastar Capital Management Quad Cities - 2210 E. 52nd St, Davenport, IA 52807; Investment related; Insurance sales & svcs; Managing Director/Insurance Agent; Start date 10/2025; 48 hrs/mnth during trading. 2) Oakwood Capital Securities - 600 Highway 169 S, Suite 1410, Minneapolis, MN 55426; Investment related; Brokerage; Registered Representative; Start date 10/2025; 48 hrs/mnth during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Nauman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 2210 E. 52nd St., Davenport, IA 52807

RIA

CRD#: 157423

Davenport, IA

Current

October 17, 2025 - Present

OAKWOOD CAPITAL SECURITIES, INC.

Office #1: 2210 E 52nd St, Davenport, IA 52807

CRD#: 21000

Davenport, IA

Past

November 13, 2018 - October 20, 2025

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

Davenport, IA

Past

November 13, 2018 - October 20, 2025

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

Davenport, IA

Past

May 1, 2012 - November 13, 2018

SPC

RIA

CRD#: 110692

DAVENPORT, IA

Past

May 1, 2012 - November 13, 2018

PARKLAND SECURITIES, LLC

CRD#: 115368

DAVENPORT, IA

Past

May 5, 2005 - May 2, 2012

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

LAS VEGAS, NV

Past

May 5, 2005 - May 2, 2012

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

LAS VEGAS, NV

Past

December 22, 1999 - May 6, 2005

LINCOLN INVESTMENT

RIA

CRD#: 519

DAVENPORT, IA

Past

April 7, 1998 - May 6, 2005

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

March 17, 1994 - April 7, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

October 15, 1991 - March 28, 1994

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 1, 1990 - October 16, 1991

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/17/2025)

Arkansas
(10/17/2025)

Colorado
(10/17/2025)

Florida
(10/17/2025)

Illinois
(10/17/2025)

Indiana
(10/17/2025)

Iowa
(10/17/2025)

IAR

Iowa
(10/17/2025)

Kansas
(10/17/2025)

Michigan
(10/17/2025)

Minnesota
(10/17/2025)

Missouri
(10/17/2025)

Montana
(10/17/2025)

North Carolina
(10/17/2025)

Tennessee
(10/17/2025)

Texas
(10/17/2025)

IAR

Texas
(10/17/2025)

Wisconsin
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/21/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/21/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brian P. Nauman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Paul Nauman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD CAPITAL SECURITIES, INC.

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

SPC

PARKLAND SECURITIES, LLC

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

LINCOLN INVESTMENT

LINCOLN INVESTMENT

VOYA FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 12/21/1989

SIE

Date: 10/1/2018

Series 6

Date: 12/21/1989

Series 26

Date: 8/21/1998

FINRA

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

Contact information

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