Erin E. Baskett
Professional summary
Erin Elaine Baskett, who also goes by Erin Baskett, Erin Elaine Dougherty, Erin Elaine Lohbeck, is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York and OCP CAPITAL, LLC located in Wellington, Florida.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2010. Erin has worked at 25 firms and has passed the Series 66, Series 82TO, Series 99TO, Series 57TO, SIE, Series 7, Series 14, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erin Elaine Baskett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2019 - Present
MARKET SECURITIES, LLC
Office #1: 75 Broad Street 7th Floor, New York, NY 10004February 2, 2019 - Present
OCP CAPITAL, LLC
June 21, 2019 - Present
AXIS CAPITAL USA, LLC
Office #1: 405 Lexington Avenue Suite 714, New York, NY 10174November 2, 2020 - Present
LIQUIDITY.IO, LLC
Office #1: 350 Sugarbowl Circle, Whitefish, MT 59937November 2, 2020 - Present
CBC SECURITIES, INC.
Office #1: 250 Hammond Pond Parkway Unit 1412n, Newton, MA 02467February 18, 2021 - Present
FORTE SECURITIES LLC
Office #1: 199 Water Street 9th Floor, New York, NY 10038October 5, 2021 - Present
LGA CAPITAL
Office #1: 6110 Executive Boulevard Suite 1050, Rockville, MD 20852May 4, 2022 - Present
DMK ADVISOR GROUP, INC.
Office #1: 8625 S.w. Cascade Ave. Ste. 260, Beaverton, OR 97008October 24, 2022 - Present
MONEY.NET SECURITIES LLC
Office #1: 115 Seacord Rd, New Rochelle, NY 10804March 13, 2023 - Present
CLICK CAPITAL MARKETS
Office #1: 9835 E Bell Road Suite 110, Scottsdale, AZ 85260July 18, 2023 - Present
CRESCENDO MARKETS LLC
Office #1: 85 Broad Street, New York, NY 10004August 10, 2023 - Present
MAIN STREET SECURITIES LLC
Office #1: 2810 South 1st Street, Austin, TX 78704March 20, 2024 - Present
ATOMIC VAULTS SECURITIES, LLC
Office #1: 9736 Rennes Ln, Delray Beach, FL 33446June 10, 2024 - Present
KRAKEN SECURITIES
Office #1: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299Office #2: 200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301August 15, 2024 - Present
SINE QUA NON CAPITAL LLC
Office #2: 9736 Rennes Ln, Delray Beach, FL 33446October 20, 2024 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426May 29, 2025 - Present
WELLFLEET INVESTMENTS LLC
Office #1: 85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001March 27, 2024 - April 25, 2024
APEX FINTECH BROKERAGE SERVICES
September 28, 2023 - November 27, 2023
Z-SQUARED SECURITIES, LLC
May 5, 2022 - August 19, 2022
FREC SECURITIES LLC
April 8, 2020 - January 13, 2023
ETORO USA SECURITIES INC.
January 31, 2019 - July 13, 2022
LOUIS CAPITAL MARKETS, LLC
September 26, 2014 - May 13, 2016
AUTONOMOUS RESEARCH LLP
March 21, 2013 - April 12, 2019
AUTONOMOUS RESEARCH US LP
September 5, 2012 - April 4, 2013
AUTONOMOUS RESEARCH LLP
June 22, 2011 - August 14, 2012
SMITH, MOORE & CO.
July 16, 2010 - August 14, 2012
SMITH, MOORE & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2023)
(12/22/2023)
(12/1/2023)
(4/10/2024)
(10/1/2023)
(10/19/2023)
(1/23/2024)
(10/19/2023)
(5/10/2022)
(1/4/2024)
(1/8/2024)
(10/2/2023)
(10/10/2023)
(2/7/2023)
(10/4/2023)
(12/15/2023)
(10/17/2023)
(10/9/2023)
(2/28/2024)
(10/5/2021)
(1/27/2023)
(1/4/2024)
(4/30/2024)
(10/2/2023)
(9/5/2023)
(10/10/2023)
(12/26/2023)
(10/5/2023)
(1/8/2024)
(1/23/2024)
(2/16/2023)
(2/2/2019)
(10/9/2023)
(12/14/2023)
(11/27/2023)
(10/3/2023)
(11/30/2023)
(10/3/2023)
(1/24/2024)
(10/2/2023)
(12/18/2023)
(10/10/2023)
(12/19/2023)
(10/1/2023)
(10/2/2023)
(11/30/2023)
(8/12/2024)
(1/16/2024)
(10/1/2023)
(11/16/2023)
(1/10/2024)
(12/15/2023)
Exams
Series 82TO
Date: 3/27/2024
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 2/19/2021
Securities Trader ExamFINRA
Current Firm
WELLFLEET INVESTMENTS LLC
CRD#: 18488 / SEC#: , 8-36769
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEGA, JEFFREY | PRESIDENT/FINANCE/COO/CFO/CCO/FINOP | |
| J.P. CAREY CAPITAL MARKETS LLC | OWNER | |
| PRIMAVERA, PATRICK JOSEPH | DIRECTOR | 3124567 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
