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FIRM PROFILE
Overview
STONEX SECURITIES INC. is located at 2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 and was first established at New Orleans, Delaware in 01/22/2002. After operating for 24 years, STONEX SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of STONEX SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. STONEX SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at STONEX SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 13 disclosures, 9 being regulatory events, 0 being client events, and 4 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access STONEX SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at STONEX SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for STONEX SECURITIES INC. Comes From
Understanding the Statistics for STONEX SECURITIES INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243
Medium
(800) 292-2411
Delaware since 01/22/2002
Corporation
September
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| STONEX GROUP INC. | 100% OWNER | ||
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 | |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 | |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 | |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 | |
| HUGO, MARK ERIC | POO | 2177412 | |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 | |
| MAURER, MARK L | DIRECTOR | 4234406 | |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 | |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 | |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 | |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 | |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
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Advisor's working at STONEX SECURITIES INC.
Stanford Hastings Roberts
Audie Gean Rea
Gordon Lee Crenshaw II
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