William J. Dunaway
Professional summary
William John Dunaway, who also goes by Bill Dunaway, is a registered financial professional currently at STONEX FINANCIAL INC. located in Kansas City, Missouri.
William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 6 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William John Dunaway's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2015 - Present
STONEX FINANCIAL INC.
Office #1: 1251 Nw Briarcliff Parkway Ste 800, Kansas City, MO 64116September 6, 2019 - December 22, 2021
STONEX OUTSOURCED SERVICES LLC
February 6, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
November 10, 2016 - July 11, 2017
STERNE, AGEE & LEACH, INC.
November 9, 2016 - July 5, 2018
INTL CUSTODY & CLEARING SOLUTIONS INC.
October 7, 2016 - May 7, 2025
STONEX SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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