Joseph J. Porzio
Professional summary
Joseph John Porzio, who also goes by Joseph J Porzio, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida and STONEX SECURITIES INC. located in Winter Park, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 10 firms and has passed the SIE, Series 72, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph John Porzio's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2015 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789August 19, 2021 - Present
STONEX SECURITIES INC.
Office #1: 329 Park Avenue N. Suite 350, Winter Park, FL 32789November 21, 2022 - December 31, 2024
STONEX OUTSOURCED SERVICES LLC
January 17, 2019 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
January 18, 2012 - July 10, 2015
INTL FCSTONE PARTNERS L.P.
December 21, 2010 - January 11, 2012
CITIGROUP GLOBAL MARKETS INC.
May 3, 2004 - September 10, 2010
J.P. MORGAN SECURITIES LLC
April 22, 1999 - April 8, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 1993 - April 26, 1999
MERRILL LYNCH GOVERNMENT SECURITIES OF PUERTO RICO, INC.
June 14, 1991 - April 1, 1999
MERRILL LYNCH GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
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