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Find, Compare and Monitor Financial Advisors at NUVAMA FINANCIAL SERVICES INC.

CRD#: 172455
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NUVAMA FINANCIAL SERVICES INC. is located at 450 Lexington Ave Suite 4-216, New York, NY 10017 and was first established at New York, New York in 05/29/2013. After operating for 12 years, NUVAMA FINANCIAL SERVICES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NUVAMA FINANCIAL SERVICES INC.’s clients are individuals and 0% of their clients are high net worth individuals. NUVAMA FINANCIAL SERVICES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NUVAMA FINANCIAL SERVICES INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NUVAMA FINANCIAL SERVICES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NUVAMA FINANCIAL SERVICES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NUVAMA FINANCIAL SERVICES INC. Comes From

Understanding the Statistics for NUVAMA FINANCIAL SERVICES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
450 Lexington Ave Suite 4-216, New York, NY 10017
Mailing Address
450 Lexington Ave Suite 4-216, New York, NY 10017
Firm Size
Small
Phone Number
(845) 367-2436
Established
New York since 05/29/2013
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EDELWEISS SECURITIES LTD.SOLE OWNER
HELLER, JEFFREY PHILIPFINOP, CFO3139370
PURUSHOTHAMAN, RANGANATHANCCO, PRESIDENT4970770

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Advisor's working at NUVAMA FINANCIAL SERVICES INC.

RP

Ranganathan Purushothaman

RR
CRD#: 4970770
Location:
New York, NY 10017
Company:
NUVAMA FINANCIAL SERVICES INC.
Disclosures:
Experience:
20 years
View Profile
DP

Dhiraj Prayagdatt Papnai

Dhiraj Papnai
RR
CRD#: 7740528
Location:
New York, NY 10017
Company:
NUVAMA FINANCIAL SERVICES INC.
Disclosures:
Experience:
2 years
View Profile
JF

John Fergus K Fleming

John Feraus Fleming, John Fergus Fleming
RR
CRD#: 2591784
Location:
New York, NY 10017
Company:
NUVAMA FINANCIAL SERVICES INC.
Disclosures:
Experience:
30 years
View Profile
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