John F. Fleming
Professional summary
John Fergus K Fleming, who also goes by John Feraus Fleming, John Fergus Fleming, is a registered financial professional currently at NUVAMA FINANCIAL SERVICES INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 4 firms and has passed the SIE, Series 82 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Fergus K Fleming's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 6, 2015 - Present
NUVAMA FINANCIAL SERVICES INC.
Office #1: 450 Lexington Ave Suite 4-216, New York, NY 10017May 28, 2014 - May 1, 2015
ENCLAVE CAPITAL LLC
January 1, 1996 - September 26, 1997
HSBC SECURITIES (USA) INC.
September 7, 1995 - January 1, 1996
JAMES CAPEL INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 17
Date: 9/1/1995
Limited Registered Representative ExaminationFINRA
Current Firm
NUVAMA FINANCIAL SERVICES INC.
CRD#: 172455 / SEC#: , 8-69508
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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