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CRD#: 167830
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ALTERNATIVE EXECUTION GROUP is located at 111 W 41st Street, Bayonne, NJ 07002 and was first established at Woodbridge, New York in 06/01/2007. After operating for 18 years, ALTERNATIVE EXECUTION GROUP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ALTERNATIVE EXECUTION GROUP’s clients are individuals and 0% of their clients are high net worth individuals. ALTERNATIVE EXECUTION GROUP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ALTERNATIVE EXECUTION GROUP are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ALTERNATIVE EXECUTION GROUP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ALTERNATIVE EXECUTION GROUP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ALTERNATIVE EXECUTION GROUP Comes From

Understanding the Statistics for ALTERNATIVE EXECUTION GROUP and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
2

FIRM INFORMATION

Main Address
111 W 41st Street, Bayonne, NJ 07002
Mailing Address
90 Avenue B, Bayonne, NJ 07002
Firm Size
Small
Phone Number
(201) 412-3298
Established
New York since 06/01/2007
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ALTER, CAROLINELLC MEMBER
ALTER, RICHARD SAMUELCEO, GSP2697740
KRIEWALD, JESSICAFINOP7052634
SHERMAN, DOUGLAS JAMESPRESIDENT, GSP2477874
TRIPP, JASON LYNNCHIEF COMPLIANCE OFFICER4656089

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Advisor's working at ALTERNATIVE EXECUTION GROUP

JG

Jonathan Matthew Gellis

RR
CRD#: 2329313
Location:
Bayonne, NJ 07002
Company:
ALTERNATIVE EXECUTION GROUP
Disclosures:
Experience:
32 years
View Profile
JT

Jason Lynn Tripp

RR
CRD#: 4656089
Location:
Longview, WA 98632-7552
Company:
CONTINENTAL INVESTORS SERVICES, INC.
Disclosures:
Experience:
19 years
View Profile
JK

Jessica Kriewald

RR
CRD#: 7052634
Location:
Conshohocken, PA 19428
Company:
3ICO SECURITIES LLC
Disclosures:
Experience:
6 years
View Profile
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