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JT

Jason L. Tripp

CONTINENTAL INVESTORS SERVICES
Longview, WA 98632-7552
Some features on this profile are disabled
CRD#: 4656089
JT

Professional summary


Jason Lynn Tripp is a registered financial professional currently at CONTINENTAL INVESTORS SERVICES, INC. located in Longview, Washington and ALTERNATIVE EXECUTION GROUP located in Pacifica, California.

Jason is registered as a RR (Registered Representative) and started their career in finance in 2003. Jason has worked at 18 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jason Lynn Tripp's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 5, 2021 - Present

CONTINENTAL INVESTORS SERVICES, INC.

Office #1: 1330 Broadway Street P.o. Box 1717, Longview, WA 98632-7552
RIA
BD
CRD#: 29775
Longview, WA
Current

April 22, 2024 - Present

ALTERNATIVE EXECUTION GROUP

Office #1: 1121 Palmetto Ave, Pacifica, CA 94044
BD
CRD#: 167830
Pacifica, CA
Past

April 30, 2024 - May 9, 2025

ONQIX SECURITIES LLC

BD
CRD#: 324321
PACIFICA, CA
Past

January 26, 2024 - January 31, 2024

PRAXESS SECURITIES, LLC

BD
CRD#: 326036
NASHVILLE, TN
Past

February 2, 2022 - January 17, 2023

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

December 12, 2016 - October 2, 2017

US CAPITAL GLOBAL SECURITIES, LLC

BD
CRD#: 169544
SAN FRANCISCO, CA
Past

September 2, 2016 - May 31, 2018

LIBERTY GROUP, LLC

BD
CRD#: 106036
OAKLAND, CA
Past

October 19, 2015 - November 11, 2020

DECKER & CO, LLC

BD
CRD#: 166446
MENLO PARK, CA
Past

September 14, 2015 - January 3, 2017

GROWTH CAPITAL SERVICES, INC.

BD
CRD#: 124658
SAN FRANCISCO, CA
Past

July 6, 2015 - October 2, 2015

DECKER & CO, LLC

BD
CRD#: 166446
MENLO PARK, CA
Past

January 30, 2013 - December 19, 2013

VWM INSURANCE SERVICES, LLC

BD
CRD#: 104248
SAN FRANCISCO, CA
Past

January 29, 2013 - November 6, 2013

LIVEVOL SECURITIES, INC.

BD
CRD#: 23670
SAN FRANCISCO, CA
Past

November 19, 2012 - February 5, 2013

SHORELINE PACIFIC, LLC

BD
CRD#: 104417
SAN FRANCISCO, CA
Past

February 17, 2009 - April 1, 2016

BELVEDERE GLOBAL INVESTORS LLC

BD
CRD#: 129715
TIBURON, CA
Past

January 23, 2009 - August 6, 2013

WESTHOFF, CONE & HOLMSTEDT

BD
CRD#: 25502
WALNUT CREEK, CA
Past

September 4, 2008 - July 8, 2013

SUTTER SECURITIES INCORPORATED

BD
CRD#: 30770
SEATTLE, WA
Past

October 15, 2007 - November 17, 2009

CAPITAL SOLUTIONS DISTRIBUTORS, LLC

BD
CRD#: 132315
CORTE MADERA, CA
Past

July 26, 2007 - November 15, 2012

BURRILL SECURITIES

BD
CRD#: 140221
SAN FRANCISCO, CA
Past

October 1, 2003 - March 23, 2004

ATLAS SECURITIES, LLC

BD
CRD#: 20991
SAN LEANDRO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/15/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


AE
ALTERNATIVE EXECUTION GROUP
ALTERNATIVE EXECUTION GROUP | THREE BROTHERS TRADING, LLC

CRD#: 167830 / SEC#: , 8-69279

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
111 W 41st Street, Bayonne, NJ 07002
Mailing Address
90 Avenue B, Bayonne, NJ 07002
Phone number
(201) 412-3298
Established
New York since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ALTER, CAROLINELLC MEMBER
ALTER, RICHARD SAMUELCEO, GSP2697740
KRIEWALD, JESSICAFINOP7052634
SHERMAN, DOUGLAS JAMESPRESIDENT, GSP2477874
TRIPP, JASON LYNNCHIEF COMPLIANCE OFFICER4656089

Disclosures


Regulatory Event2

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTERNATIVE EXECUTION GROUP

CRD#: 167830Longview, WA 98632-7552

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