Douglas J. Sherman
Professional summary
Douglas James Sherman, who also goes by Douglas Sherman, is a registered financial professional currently at ALTERNATIVE EXECUTION GROUP located in Bayonne, New Jersey.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1995. Douglas has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas James Sherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2019 - Present
ALTERNATIVE EXECUTION GROUP
June 1, 2005 - March 22, 2019
BILTMORE INTERNATIONAL CORPORATION
August 31, 2004 - May 6, 2005
PUGLISI & CO.
September 30, 2003 - August 31, 2004
BILTMORE INTERNATIONAL CORPORATION
May 28, 2002 - September 29, 2003
CROWN FINANCIAL GROUP, INC.
October 13, 1999 - May 30, 2002
APEX CLEARING CORPORATION
June 9, 1997 - July 7, 1998
QUICK & REILLY, INC.
May 10, 1996 - April 14, 1997
UBS FINANCIAL SERVICES INC.
February 6, 1995 - April 26, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2024)
(5/16/2024)
(3/26/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/18/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ALTERNATIVE EXECUTION GROUP
CRD#: 167830 / SEC#: , 8-69279
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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