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CRD#: 166675
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

303 ALTERNATIVES, LLC is located at 401 West Superior Street, Chicago, IL 60654 and was first established at Chicago, Delaware in 10/23/2012. After operating for 13 years, 303 ALTERNATIVES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of 303 ALTERNATIVES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. 303 ALTERNATIVES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at 303 ALTERNATIVES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access 303 ALTERNATIVES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at 303 ALTERNATIVES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for 303 ALTERNATIVES, LLC Comes From

Understanding the Statistics for 303 ALTERNATIVES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
401 West Superior Street, Chicago, IL 60654
Mailing Address
401 West Superior Street, Chicago, IL 60654
Firm Size
Small
Phone Number
(312) 605-8000
Established
Delaware since 10/23/2012
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HAMILTON LANE PARTNERS LLCMEMBER
SAVINI, MICHAEL PATRICKMANAGING PRINCIPAL5117892
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CCO2455853
URBANOWSKI, JAMES FRANCISCFO1963215

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Advisor's working at 303 ALTERNATIVES, LLC

JU

James Francis Urbanowski

RR
CRD#: 1963215
Location:
Chicago, IL 60654
Company:
303 ALTERNATIVES, LLC
Disclosures:
Experience:
36 years
View Profile
ST

Stanley John Thompson III

Rj Thompson
RR
CRD#: 2455853
Location:
Chicago, IL 60654
Company:
303 ALTERNATIVES, LLC
Disclosures:
Experience:
31 years
View Profile
KS

Karolina Stoioff

Karolina Klarowicz
RR
CRD#: 6187328
Location:
Chicago, IL 60654
Company:
303 ALTERNATIVES, LLC
Disclosures:
Experience:
10 years
View Profile
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