Stanley J. Thompson
Professional summary
Stanley John Thompson III, who also goes by Rj Thompson, is a registered financial professional currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois and 303 SECURITIES, LP located in Chicago, Illinois.
Stanley is registered as a RR (Registered Representative) and started their career in finance in 1994. Stanley has worked at 6 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 3, Series 7, Series 6, Series 14, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanley John Thompson III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2014 - Present
303 ALTERNATIVES, LLC
Office #1: 401 West Superior Street, Chicago, IL 60654November 14, 2018 - Present
303 SECURITIES, LP
Office #1: 401 W. Superior Street, Chicago, IL 60654July 25, 2017 - October 1, 2018
303 SECURITIES, LP
July 13, 2016 - February 19, 2019
BTI SPORTS ADVISORS
May 29, 2012 - July 12, 2012
BEST DIRECT SECURITIES, LLC
December 24, 2008 - April 28, 2010
STANCHART SECURITIES INTERNATIONAL, INC.
February 28, 1994 - August 29, 1994
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2017)
(1/7/2015)
(9/12/2014)
(1/22/2016)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 6/5/2019
Securities Trader ExamFINRA
Current Firm
303 SECURITIES, LP
CRD#: 288569 / SEC#: , 8-69952
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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