Michael P. Savini

303 ALTERNATIVES

Chicago, IL 60654

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CRD#: 5117892

Professional summary

Michael Patrick Savini is a registered financial professional currently at 303 ALTERNATIVES, LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 57, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Savini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2014 - Present

303 ALTERNATIVES, LLC

Office #1: 401 West Superior Street, Chicago, IL 60654

CRD#: 166675

Chicago, IL

Past

September 25, 2017 - February 6, 2023

303 SECURITIES, LP

CRD#: 288569

CHICAGO, IL

Past

January 31, 2013 - August 11, 2014

CANTOR FITZGERALD & CO.

CRD#: 134

CHICAGO, IL

Past

July 23, 2012 - October 16, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

RIVERSIDE, CT

Past

August 8, 2011 - July 2, 2012

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

April 11, 2011 - August 15, 2011

COHEN & COMPANY CAPITAL MARKETS, LLC

CRD#: 144981

CHICAGO, IL

Past

June 15, 2010 - February 24, 2011

MONNESS CRESPI HARDT & CO., INC.

CRD#: 7424

NEW YORK, NY

Past

January 12, 2009 - May 10, 2010

PALI CAPITAL, INC.

CRD#: 117783

OAK BROOK, IL

Past

April 11, 2006 - January 16, 2009

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/18/2017)

Illinois
(10/24/2014)

New York
(12/3/2018)

Exams

State Security Law Exam

Series 63

Date: 4/11/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 3/12/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 9/18/2017

Securities Trader Exam

General Industry/Product Exam

Series 7

Date: 4/10/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/30/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

303 ALTERNATIVES, LLC

303 ALTERNATIVES, LLC | 303 CAPITAL MARKETS, LLC

CRD#: 166675 / SEC#: , 8-69225

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

401 West Superior Street, Chicago, IL 60654

Mailing Address

401 West Superior Street, Chicago, IL 60654

Phone number

(312) 605-8000

Established

Delaware since 10/23/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HAMILTON LANE PARTNERS LLC	MEMBER
SAVINI, MICHAEL PATRICK	MANAGING PRINCIPAL	5117892
THOMPSON, STANLEY JOHN III	MANAGING PRINCIPAL & CCO	2455853
URBANOWSKI, JAMES FRANCIS	CFO	1963215

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael P. Savini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Savini's CRS (Customer Relationship Summary).

Certified licenses

Experience

303 SECURITIES, LP

CANTOR FITZGERALD & CO.

FIRST ALLIED SECURITIES, INC.

RAFFERTY CAPITAL MARKETS, LLC

COHEN & COMPANY CAPITAL MARKETS, LLC

MONNESS CRESPI HARDT & CO., INC.

PALI CAPITAL, INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

State Registrations and Notice Filings

Exams

Series 63

Date: 4/11/2006

Series 79TO

Date: 3/12/2019

SIE

Date: 10/1/2018

Series 57

Date: 9/18/2017

Series 7

Date: 4/10/2006

Series 24

Date: 3/30/2015

FINRA

Current Firm

303 ALTERNATIVES, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

303 ALTERNATIVES, LLC

TRUST BUT VERIFY

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