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FIRM PROFILE
Overview
R.W. SMITH & ASSOCIATES, LLC is located at 111 Town Square Place Ste 1500, Jersey City, NJ 07310 and was first established at Woodbridge, New Jersey in 05/12/2014. After operating for 11 years, R.W. SMITH & ASSOCIATES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of R.W. SMITH & ASSOCIATES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. R.W. SMITH & ASSOCIATES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at R.W. SMITH & ASSOCIATES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access R.W. SMITH & ASSOCIATES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at R.W. SMITH & ASSOCIATES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for R.W. SMITH & ASSOCIATES, LLC Comes From
Understanding the Statistics for R.W. SMITH & ASSOCIATES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
111 Town Square Place Ste 1500, Jersey City, NJ 07310
111 Town Square Place Ste 1500, Jersey City, NJ 07310
Small
(201) 716-5150
New Jersey since 05/12/2014
Limited Liability Company
April
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at R.W. SMITH & ASSOCIATES, LLC
Ronald Anthony Purpora
Gregory Michael Farley
Christopher Charles Ferreri
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