Christopher C. Ferreri
Professional summary
Christopher Charles Ferreri is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey and R.W. SMITH & ASSOCIATES, LLC located in Jersey City, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 3 firms and has passed the Series 72, SIE, Series 52, Series 3 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Charles Ferreri's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2015 - Present
HARTFIELD, TITUS & DONNELLY, LLC
Office #1: 111 Town Square Place Suite 1500, Jersey City, NJ 07310March 20, 2017 - Present
R.W. SMITH & ASSOCIATES, LLC
Office #1: 111 Town Square Place Ste 1500, Jersey City, NJ 07310February 1, 2002 - April 30, 2015
ICAP SECURITIES USA LLC
July 25, 1987 - January 25, 2002
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
R.W. SMITH & ASSOCIATES, LLC
CRD#: 16605 / SEC#: , 8-34240
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
