Edward J. Smith
Professional summary
Edward John Smith, who also goes by Edward John Smith III, is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Jersey City, New Jersey.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2000. Edward has worked at 11 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 53, Series 10, Series 9, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward John Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2013 - Present
HARTFIELD, TITUS & DONNELLY, LLC
Office #1: 111 Town Square Place Suite 1500, Jersey City, NJ 07310August 26, 2011 - December 14, 2012
COASTAL TRADE SECURITIES, LLC
May 19, 2009 - August 12, 2011
FIRST BROKERS SECURITIES LLC
February 2, 2009 - August 12, 2011
ICAP SECURITIES USA LLC
February 2, 2009 - August 12, 2011
BROKERTEC AMERICAS LLC
May 21, 2008 - August 12, 2011
TP ICAP GLOBAL MARKETS AMERICAS LLC
January 26, 2004 - May 9, 2008
MORGAN STANLEY & CO. LLC
December 17, 2003 - January 26, 2004
BONDS DIRECT SECURITIES LLC
April 14, 2003 - December 19, 2003
BNY MELLON SECURITIES LLC
December 20, 2000 - October 25, 2001
SKEFFINGTON SECURITIES, L.L.C.
May 24, 2000 - January 6, 2003
TAFFERER TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2013)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/12/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
HARTFIELD, TITUS & DONNELLY, LLC
CRD#: 7117 / SEC#: , 8-18974
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURPORA CONSULTING,INC. | DIRECT OWNER | |
| CALDAS, JOSEPH JAMES | DIRECT OWNER | 501739 |
| CARRINGTON, MICHAEL SUGHRUE | DIRECT OWNER | 2716358 |
| EMANUEL, PAUL JOSEPH | DIRECT OWNER | 2330590 |
| INFUSINO, RICHARD ANGELO JR | DIRECT OWNER | 5668679 |
| MUSTACCHIO, LOUIS JOSEPH JR | DIRECT OWNER | 1656435 |
| O'MALLEY, DEREK JOHN | DIRECT OWNER | 4369620 |
| PAULEY, MATTHEW CHRISTOPHER | DIRECT OWNER | 2280671 |
| FERRERI, CHRISTOPHER CHARLES | DIRECT OWNER | 1677406 |
| GEORGE, MICHAEL THEODORE | FINOP & TREASURER | |
| HOFFMAN, EDWARD KELLY | DIRECT OWNER | 2295024 |
| JOHNSON, MARYBETH | DIRECT OWNER | 2123615 |
| MCCUE, JAMES GERARD | DIRECT OWNER | 2037468 |
| MULVIHILL, CAROLYN CROWE | DIRECT OWNER | 1968504 |
| NOTINE, TODD ROBERT | DIRECT OWNER | 1595766 |
| PALLARINO, JOHN GUY | DIRECT OWNER | 2282884 |
| SMITH, EDWARD JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER | 4161601 |
| VANDERBEEK, TAYLOR JAMES | DIRECT OWNER | 6339397 |
| VINJE, NATALIE GRIFFIN | DIRECT OWNER | 3135251 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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