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CRD#: 16085
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SAUER, DAZEY INVESTMENT COMPANY is located at 7800 Forsyth Blvd Suite 820, St. Louis, MO 63105 and was first established at Kansas City, Missouri in 11/07/1984. After operating for 41 years, SAUER, DAZEY INVESTMENT COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SAUER, DAZEY INVESTMENT COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. SAUER, DAZEY INVESTMENT COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SAUER, DAZEY INVESTMENT COMPANY are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SAUER, DAZEY INVESTMENT COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SAUER, DAZEY INVESTMENT COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SAUER, DAZEY INVESTMENT COMPANY Comes From

Understanding the Statistics for SAUER, DAZEY INVESTMENT COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
7800 Forsyth Blvd Suite 820, St. Louis, MO 63105
Mailing Address
7800 Forsyth Blvd Suite 820, St. Louis, MO 63105
Firm Size
Small
Phone Number
(314) 725-3800
Established
Missouri since 11/07/1984
Firm Type
Corporation
Fiscal year end
March
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ORION INVESTMENT COMPANYPARENT COMPANY
NIKOLAISEN, LYNN MARIESECRETARY2171718
SAUER, FREDERIC GEORGEPRESIDENT/CCO4825438

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Advisor's working at SAUER, DAZEY INVESTMENT COMPANY

CM

Charles John Mcenery III

IAR
RR
CRD#: 4291567
Location:
St Louis, MO 63105
Company:
ORION INVESTMENT CO
Disclosures:
Experience:
24 years
View Profile
SF

Sean Joseph Florentin

IAR
RR
CRD#: 4841703
Location:
St Louis, MO 63105
Company:
ORION INVESTMENT CO
Disclosures:
Experience:
4 years
View Profile
FS

Frederic George Sauer

IAR
RR
CRD#: 4825438
Location:
St. Louis, MO 63105
Company:
ORION INVESTMENT CO
Disclosures:
Experience:
21 years
View Profile
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