Sean J. Florentin

ORION INVESTMENT CO

St Louis, MO 63105

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CRD#: 4841703

Professional summary

Sean Joseph Florentin is a registered financial advisor currently at ORION INVESTMENT CO located in St Louis, Missouri and SAUER, DAZEY INVESTMENT COMPANY located in St. Louis, Missouri.

Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Sean has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Joseph Florentin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2021 - Present

ORION INVESTMENT CO

Office #1: 7800 Forsyth Blvd. Suite 820, St Louis, MO 63105

RIA

CRD#: 110867

St Louis, MO

Current

November 24, 2021 - Present

SAUER, DAZEY INVESTMENT COMPANY

Office #1: 7800 Forsyth Blvd Suite 820, St. Louis, MO 63105

CRD#: 16085

St. Louis, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORION INVESTMENT CO

ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY

CRD#: 110867 / SEC#: 801-32212

RIA

Registered Investment Advisory firm - (7/18/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(12/10/2021)

IAR

Florida
(3/16/2022)

IAR

Georgia
(1/28/2022)

IAR

Illinois
(12/10/2021)

Missouri
(12/10/2021)

IAR

Missouri
(12/10/2021)

IAR

Texas
(12/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/10/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/24/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/29/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ORION INVESTMENT CO

ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY

CRD#: 110867 / SEC#: 801-32212

RIA

Registered Investment Advisory firm - (7/18/1988 Approved)

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Contact information

Main Address

7800 Forsyth Blvd. Suite 820, St Louis, MO 63105

Mailing Address

Phone number

(314) 725-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/26/2025)

Regulatory assets under management

Total Number of Accounts	634
AUM (Assets Under Management)	$ 443,521,899

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2025	Cover Page	Report
08/07/2024	Cover Page	Report
11/15/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean J. Florentin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Joseph Florentin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORION INVESTMENT CO

SAUER, DAZEY INVESTMENT COMPANY

Primary Firm SEC Registration

ORION INVESTMENT CO

State Registrations and Notice Filings

Exams

Series 66

Date: 12/10/2021

Series 7TO

Date: 11/24/2021

SIE

Date: 10/29/2021

FINRA

Current Firm

ORION INVESTMENT CO

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORION INVESTMENT CO

TRUST BUT VERIFY

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