Charles J. Mcenery

ORION INVESTMENT CO

St Louis, MO 63105

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CRD#: 4291567

Professional summary

Charles John Mcenery III is a registered financial advisor currently at ORION INVESTMENT CO located in St Louis, Missouri and SAUER, DAZEY INVESTMENT COMPANY located in St. Louis, Missouri.

Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Orion Investment Company, Investment-related, Address: 7800 Forsyth Blvd. Suite 820, St. Louis, MO 63105, Registered Investment Advisor, Position: Investment professional, Start Date: June 2015, ~160 hrs/month, ~120 hrs/month during trading hours, Duties: Providing investment advice NAME OF BUSINESS: DEVONDALE LANE ADDRESS: DEVONDALE LANE START DATE: 11/11/2014 - WORKS 0 HOURS/WEEK AS TRUSTEE OF RESIDENTIAL SUBDIVISION - DURING NON-TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Mcenery III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2015 - Present

ORION INVESTMENT CO

Office #1: 7800 Forsyth Blvd. Suite 820, St Louis, MO 63105

RIA

CRD#: 110867

St Louis, MO

Current

June 3, 2015 - Present

SAUER, DAZEY INVESTMENT COMPANY

Office #1: 7800 Forsyth Blvd Suite 820, St. Louis, MO 63105

CRD#: 16085

St. Louis, MO

Past

April 24, 2001 - May 19, 2015

SCOTTRADE, INC.

CRD#: 8206

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORION INVESTMENT CO

ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY

CRD#: 110867 / SEC#: 801-32212

RIA

Registered Investment Advisory firm - (7/18/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(11/14/2017)

IAR

Florida
(3/17/2022)

IAR

Georgia
(1/5/2018)

IAR

Illinois
(11/14/2017)

Missouri
(6/3/2015)

IAR

Missouri
(9/24/2015)

IAR

Texas
(11/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/19/2001

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

ORION INVESTMENT CO

ORION INVESTMENT CO | SAUER DAZEY INVESTMENT COMPANY

CRD#: 110867 / SEC#: 801-32212

RIA

Registered Investment Advisory firm - (7/18/1988 Approved)

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Contact information

Main Address

7800 Forsyth Blvd. Suite 820, St Louis, MO 63105

Mailing Address

Phone number

(314) 725-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (6/26/2025)

Regulatory assets under management

Total Number of Accounts	634
AUM (Assets Under Management)	$ 443,521,899

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/22/2025	Cover Page	Report
08/07/2024	Cover Page	Report
11/15/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles J. Mcenery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles John Mcenery III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAUER, DAZEY INVESTMENT COMPANY

SCOTTRADE, INC.

Primary Firm SEC Registration

ORION INVESTMENT CO

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2015

Series 63

Date: 5/19/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/23/2001

Series 27

Date: 11/19/2001

FINRA

Current Firm

ORION INVESTMENT CO

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ORION INVESTMENT CO

TRUST BUT VERIFY

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