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CRD#: 160816
RIA

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PINEBRIDGE INVESTMENTS ASIA LIMITED is located at Level 20, Six Pacific Place 50 Queen's Road East, Hong Kong, null null. PINEBRIDGE INVESTMENTS ASIA LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PINEBRIDGE INVESTMENTS ASIA LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. PINEBRIDGE INVESTMENTS ASIA LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PINEBRIDGE INVESTMENTS ASIA LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PINEBRIDGE INVESTMENTS ASIA LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PINEBRIDGE INVESTMENTS ASIA LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PINEBRIDGE INVESTMENTS ASIA LIMITED Comes From

Understanding the Statistics for PINEBRIDGE INVESTMENTS ASIA LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
Level 20, Six Pacific Place 50 Queen's Road East, Hong Kong
Phone Number
852-3970-3970
Conflict of interest - Other Business Activities
Broker-dealer (registered or unregistered)
Related websites
http://www.pinebridge.com.hk/
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Latest Form ADV

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TSE, EDMUNDDIRECTOR & NON-EXECUTIVE CHAIRMAN02/20116026633
PINEBRIDGE INVESTMENTS HOLDINGS (GIBRALTAR) NO. 1 LIMITEDDIRECT OWNER03/2010
PANG, CECILY, SZE SZECHIEF LEGAL OFFICER ASIA EX-JAPAN01/20136163992
LAM, DORIS, PIK CHUNHEAD OF COMPLIANCE07/20126163990
Lim, Chuan JieHEAD OF INVESTMENT OPERATIONS, ASIA11/20217481330
SWEENEY, KIRK, CHESTERCHIEF EXECUTIVE OFFICER, ASIA03/20221402170
Suen, To HamDIRECTOR09/20227629913
Soon, Yan SeenDIRECTOR09/20227629914
BIAN, JEANNE, SHIZHENHEAD OF FINANCE09/20224969930

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Advisor's working at PINEBRIDGE INVESTMENTS ASIA LIMITED

Andreas Heinrich
AdvisorCheck Check Mark

Andreas Heinrich

IAR
RR
CRD#: 6937385
Location:
Jacksonville, FL 32207
Company:
LPL ENTERPRISE, LLC
Disclosures:
Experience:
7 years
View Profile
Kyle Vann Mylius
AdvisorCheck Check Mark

Kyle Vann Mylius

IAR
CRD#: 2658148
Location:
Seattle, WA 98121
Company:
HUMANIZE WEALTH
Disclosures:
Experience:
30 years
View Profile
Christopher Carreon
AdvisorCheck Check Mark

Christopher Carreon

IAR
CRD#: 6380811
Location:
Ontario, CA 91764
Company:
FALCON WEALTH PLANNING, INC.
Disclosures:
Experience:
10 years
View Profile
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