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CRD#: 157642
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ANUBIS SECURITIES LLC is located at 717 Fifth Avenue, 18th Floor, New York, NY 10022 and was first established at New York, Delaware in 01/03/2011. After operating for 15 years, ANUBIS SECURITIES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ANUBIS SECURITIES LLC’s clients are individuals and 0% of their clients are high net worth individuals. ANUBIS SECURITIES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ANUBIS SECURITIES LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ANUBIS SECURITIES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ANUBIS SECURITIES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ANUBIS SECURITIES LLC Comes From

Understanding the Statistics for ANUBIS SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
717 Fifth Avenue 18th Floor, New York, NY, 10022
Mailing Address
717 Fifth Avenue 18th Floor, New York, NY, 10022
Firm Size
Small
Phone Number
(212) 705-5000
Established
Delaware since 01/03/2011
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ANUBIS ADVISORS LLCMEMBER
BLOCK, LAWRENCE STEVENPRINCIPAL, PRESIDENT AND CHIEF COMPLIANCE OFFICER3006613
DORFMAN, ESTEE CARLAFINANCIAL AND OPERATIONS PRINCIPAL; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER2696529

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Advisor's working at ANUBIS SECURITIES LLC

RW

Robert Eugene Wakefield

RR
CRD#: 2119794
Location:
New York, NY 10022
Company:
ANUBIS SECURITIES LLC
Disclosures:
Experience:
12 years
View Profile
TC

Timothy Brendan Cobb

Timothy Cobb
RR
CRD#: 7379909
Location:
New York, NY 10022
Company:
ANUBIS SECURITIES LLC
Disclosures:
Experience:
4 years
View Profile
MI

Melissa Iorio

Melissa Jean Iorio
RR
CRD#: 5042058
Location:
New York, NY 10022
Company:
ANUBIS SECURITIES LLC
Disclosures:
Experience:
14 years
View Profile
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