Estee C. Dorfman
Professional summary
Estee Carla Dorfman, who also goes by Estee C Dorfman, Estee Dorfman Foster, Estee Dorfman-foster, Estee Dorfman Foster, is a registered financial professional currently at HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts and ELM CAPITAL USA LIMITED .
Estee is registered as a RR (Registered Representative) and started their career in finance in 1996. Estee has worked at 49 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Estee Carla Dorfman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2010 - Present
HUNTWICKE SECURITIES, LLC
Office #1: 7 Grove Street Suite 201, Topsfield, MA 01983January 31, 2011 - Present
ELM CAPITAL USA LIMITED
Office #1: 7th Floor, Southwest House 11a Regent Street, St James, London, SW1Y 4LROctober 13, 2011 - Present
ANUBIS SECURITIES LLC
Office #1: 717 Fifth Avenue 18th Floor, New York, NY 10022December 20, 2011 - Present
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606June 18, 2012 - Present
ARCHER DISTRIBUTORS, LLC
Office #1: 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707August 20, 2012 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 200 East Randolph Drive 44th Floor, Chicago, IL 60601February 2, 2021 - Present
CURTIS POINT CAPITAL
Office #1: 6 Driftwood Lane, Weston, MA 02493September 18, 2023 - January 4, 2024
C. A. BOTZUM & CO.
November 1, 2021 - July 19, 2023
WHITAKER SECURITIES LLC
May 1, 2020 - August 9, 2022
TIFIN PRIVATE MARKETS LLC
September 10, 2018 - July 19, 2019
DOCK SQUARE SECURITIES , LLC
April 2, 2018 - May 5, 2023
8 RIVERS ADVISORS, LLC
March 12, 2018 - September 27, 2021
SAVILLS CAPITAL MARKETS LLC
November 10, 2017 - December 31, 2020
BEQUIA SECURITIES, LLC
April 3, 2017 - March 19, 2018
CHESTERBROOK CAPITAL
June 23, 2016 - October 30, 2020
BRG CAPSTONE CAPITAL ADVISORS
June 20, 2016 - May 22, 2017
IMPACTUS MARKETPLACE LLC
June 16, 2016 - October 3, 2023
MVISION PRIVATE EQUITY ADVISERS USA LLC
November 4, 2014 - June 10, 2021
HALES SECURITIES, LLC
July 16, 2014 - June 1, 2016
MC SQUARE CAPITAL, LLC
April 30, 2014 - April 25, 2016
BFIM SECURITIES LP
April 29, 2014 - October 1, 2015
CAMPFIRE CAPITAL
March 18, 2014 - May 12, 2015
DV FINANCIAL SERVICES, LLC
January 27, 2014 - July 1, 2014
HEDGEBAY SECURITIES LLC
July 18, 2013 - December 2, 2013
HORNOR, TOWNSEND & KENT, LLC
November 7, 2012 - April 30, 2013
HERMES FUND DISTRIBUTORS LLC
October 19, 2012 - November 20, 2024
MORGAN PARTNERS LLC
August 22, 2012 - January 22, 2015
ALTO SECURITIES, LLC
April 16, 2012 - March 20, 2013
SUMMER STREET RESEARCH PARTNERS
October 20, 2011 - January 19, 2016
TRIUMPH SECURITIES CORPORATION
September 30, 2011 - June 20, 2016
FINANCIAL STRATEGIES FP, LLC
July 12, 2011 - March 15, 2013
WESTON FINANCIAL SERVICES LLC
January 26, 2011 - October 7, 2011
PEYTON, CHANDLER & SULLIVAN, INC.
November 23, 2010 - August 23, 2019
AERIS PARTNERS LLC
October 1, 2010 - October 27, 2011
SOLSTICE INVESTMENT RESEARCH, LLC
August 25, 2010 - August 19, 2011
BLACK DIAMOND SECURITIES LLC
August 20, 2010 - November 14, 2012
COMPASS POINT RESEARCH & TRADING, LLC
June 30, 2010 - August 7, 2012
BENNETT ROSS, INC.
June 8, 2010 - November 18, 2021
SEAPINE SECURITIES, LLC
May 27, 2010 - June 1, 2011
GULF SOUTH SECURITIES, INC
May 11, 2010 - January 15, 2020
A.G.P. / ALLIANCE GLOBAL PARTNERS
April 13, 2010 - January 17, 2012
SILVER SPRING SECURITIES, LLC
January 12, 2010 - May 14, 2010
PARK SUTTON ADVISORS, LLC
October 6, 2009 - February 19, 2010
APSEC CAPITAL PARTNERS, LLC
May 4, 2009 - June 9, 2009
PINNACLE INVESTMENTS, LLC
November 2, 1998 - July 24, 2000
OSAIC FA, INC.
August 13, 1997 - September 21, 1998
CIBC WORLD MARKETS CORP.
May 27, 1997 - July 11, 1997
MORGAN STANLEY DW INC.
February 16, 1996 - April 25, 1997
BOFA DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CURTIS POINT CAPITAL
CRD#: 307399 / SEC#: , 8-70494
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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