Lawrence S. Block
Professional summary
Lawrence Steven Block, who also goes by Larry Block, is a registered financial professional currently at ANUBIS SECURITIES LLC located in New York, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2000. Lawrence has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Steven Block's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2011 - Present
ANUBIS SECURITIES LLC
Office #1: 717 Fifth Avenue 18th Floor, New York, NY 10022Office #2: 717 Fifth Avenue 18th Floor, New York, NY, 10022September 9, 2016 - January 6, 2021
RESOURCE SECURITIES LLC
March 8, 2005 - January 24, 2011
KENMAR SECURITIES, L.P.
January 30, 2002 - May 23, 2003
LIPPER OFFSHORE CONVERTIBLES, L.P.
June 21, 2001 - October 2, 2001
LIPPER OFFSHORE CONVERTIBLES, L.P.
December 14, 2000 - May 23, 2003
LIPPER CONVERTIBLES SERIES II, L.P.
December 14, 2000 - July 1, 2003
LIPPER CONVERTIBLES, L.P.
November 6, 2000 - July 1, 2003
LIPPER & COMPANY, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/26/2013)
(5/30/2018)
(5/30/2018)
(5/14/2018)
(12/8/2011)
(3/15/2013)
(12/21/2011)
(12/7/2011)
(2/17/2012)
(4/9/2012)
(12/3/2012)
(4/27/2017)
(5/12/2018)
(12/7/2011)
(5/12/2017)
(5/12/2018)
(5/10/2017)
(5/14/2018)
(8/10/2017)
(5/2/2017)
(3/28/2012)
(12/8/2011)
(2/14/2012)
(12/5/2012)
(11/7/2013)
(10/29/2012)
(5/14/2018)
(5/29/2018)
(9/25/2018)
(8/28/2012)
(12/12/2011)
(7/3/2013)
(10/18/2011)
(8/15/2012)
(5/16/2018)
(11/30/2011)
(5/15/2018)
(4/24/2017)
(12/2/2011)
(5/30/2018)
(11/26/2012)
(11/23/2011)
(5/12/2018)
(1/19/2012)
(11/30/2011)
(10/29/2012)
(5/25/2018)
(5/21/2018)
(11/30/2011)
(10/23/2012)
(6/12/2018)
(12/5/2011)
(7/24/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ANUBIS SECURITIES LLC
CRD#: 157642 / SEC#: , 8-68859
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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