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FIRM PROFILE
Overview
CITCO SECURITIES INC. is located at 20 Toronto Street 10th Floor, Toronto, Ontario, null M5C 2B8. CITCO SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CITCO SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. CITCO SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CITCO SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CITCO SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CITCO SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CITCO SECURITIES INC. Comes From
Understanding the Statistics for CITCO SECURITIES INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8
151 Yonge Street 8th Floor, Toronto, Ontario, M5C 2W7
Small
(647) 260-6555
since 04/28/2010
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| CITCO FINANCIAL PRODUCTS (LONDON) LIMITED | SHAREHOLDER | ||
| CASE, SCOTT RUSSELL | CEO | 2579107 | |
| CHIN, PHYLLIS NYUK FAH | FINOP/CFO | 6250921 | |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 | |
| IRAUSQUIN, RONALD FERDINAND | DIRECTOR | 6429179 | |
| MISTRY, NITIN AMBUBHAI | DIRECTOR | 6961705 | |
| QUÊME, NICOLAS MAURICE RAYMOND | DIRECTOR | 6865554 |
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Advisor's working at CITCO SECURITIES INC.
Phyllis Nyuk Fah Chin
Nancy Meng-han Sun
Steven Thomas Smiley
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