Scott R. Case
Professional summary
Scott Russell Case is a registered financial professional currently at CITCO SECURITIES INC. .
Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Russell Case's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2011 - Present
CITCO SECURITIES INC.
Office #1: 20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8May 22, 1995 - October 20, 1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2014)
(1/31/2014)
(2/9/2017)
(2/6/2012)
(2/3/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CITCO SECURITIES INC.
CRD#: 153974 / SEC#: , 8-68601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITCO FINANCIAL PRODUCTS (LONDON) LIMITED | SHAREHOLDER | |
| CASE, SCOTT RUSSELL | CEO | 2579107 |
| CHIN, PHYLLIS NYUK FAH | FINOP/CFO | 6250921 |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 |
| IRAUSQUIN, RONALD FERDINAND | DIRECTOR | 6429179 |
| MISTRY, NITIN AMBUBHAI | DIRECTOR | 6961705 |
| QUÊME, NICOLAS MAURICE RAYMOND | DIRECTOR | 6865554 |
Red Flags
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Company Information
CITCO SECURITIES INC.
CRD#: 153974Toronto, Ontario, M5C 2B8TRUST BUT VERIFY
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