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JC

John R. Cullinane

IIFL CAPITAL
New York, NY 10036
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CRD#: 5003588
JC

Professional summary


John Reid Cullinane, who also goes by John R Cullinane, is a registered financial professional currently at IIFL CAPITAL INC. located in New York, New York and CITCO SECURITIES INC. .

John is registered as a RR (Registered Representative) and started their career in finance in 2005. John has worked at 20 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 24 and Series 14 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John R Cullinane

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Reid Cullinane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 30, 2013 - Present

IIFL CAPITAL INC.

Office #1: 1120 Avenue Of The Americas Suite # 4030, New York, NY 10036
BD
CRD#: 149073
New York, NY
Current

May 15, 2019 - Present

CITCO SECURITIES INC.

Office #1: 20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8
BD
CRD#: 153974
Toronto, Ontario,
Current

August 28, 2024 - Present

360 ONE INC.

Office #1: 1120 Avenue Of The Americas Suite 4027, New York, NY 10036
BD
CRD#: 329291
NEW YORK, NY
Past

June 23, 2022 - April 13, 2023

VESTTOO SECURITIES (USA) LLC

BD
CRD#: 315947
REHOBOTH BEACH, DE
Past

May 20, 2022 - June 24, 2024

TIFIN DISTRIBUTION PARTNERS

BD
CRD#: 315754
BOULDER, CO
Past

May 5, 2022 - March 6, 2025

AMBIT AMERICA INC.

BD
CRD#: 173795
NEW YORK, NY
Past

August 10, 2021 - July 29, 2022

SNOWBALL SECURITIES LLC

BD
CRD#: 311007
New York, NY
Past

October 19, 2020 - September 17, 2024

AGILE TRADING TECHNOLOGIES, LLC

BD
CRD#: 306627
BRYN MAWR, PA
Past

January 13, 2020 - December 1, 2021

SECFI SECURITIES, LLC

BD
CRD#: 302112
NEW YORK, NY
Past

May 1, 2019 - December 4, 2020

IIFL INC.

BD
CRD#: 297226
NEW YORK, NY
Past

March 11, 2019 - July 9, 2019

REDE PARTNERS (AMERICAS) LLC

BD
CRD#: 299631
NEW YORK, NY
Past

July 24, 2018 - March 22, 2019

TORCH PARTNERS CORPORATE FINANCE INC

BD
CRD#: 159175
LONDON,
Past

February 22, 2018 - July 17, 2020

OMEGA POINT SECURITIES LLC

BD
CRD#: 168935
New York, NY
Past

June 29, 2016 - February 22, 2019

PURSUIT MERCHANT SECURITIES LLC

BD
CRD#: 281033
New York, NY
Past

January 11, 2016 - June 9, 2017

FIRST AVENUE

BD
CRD#: 145860
NEW YORK, NY
Past

April 15, 2014 - July 5, 2019

BARCLAY INVESTMENTS LLC

BD
CRD#: 6159
NEW YORK, NY
Past

May 17, 2013 - June 4, 2020

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
NEW YORK, NY
Past

August 31, 2011 - April 30, 2013

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY
Past

June 1, 2009 - March 9, 2010

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

October 11, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/29/2018)
RR
Massachusetts
(1/2/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/21/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 14
Date: 10/21/2005
Compliance Officer Examination
SRO Registrations
RR
FINRA

Current Firm


3O
360 ONE INC.
360 ONE INC.

CRD#: 329291 / SEC#: , 8-71213

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1120 Avenue Of The Americas Suite 4027, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas Suite 4027, New York, NY 10036
Phone number
(212) 221-6800
Established
New York since 01/30/2008
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
360 ONE WAM LIMITEDSHAREHOLDER
CULLINANE, JOHN REIDCHIEF COMPLIANCE OFFICER5003588
KOMMINENI, VENKATESHPRESIDENT5978511
KOMMINENI, VENKATESHDIRECTOR OF THE BOARD5978511
MURARKA, NIRAJ KUMARDIRECTOR OF THE BOARD7885962
OBSBAUM, FREDRIC MICHAELFINOP, PFO, POO1160811
WADHWA, SANJAY TULSIODIRECTOR OF THE BOARD7885915

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


360 ONE INC.

CRD#: 329291New York, NY 10036

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