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CRD#: 151120
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

RISEVEST FINANCIAL SECURITIES LIMITED is located at 100 Church Street, 8th Floor Suite 804, New York, NY 10007 and was first established at New York, Virginia in 04/16/2012. After operating for 13 years, RISEVEST FINANCIAL SECURITIES LIMITED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of RISEVEST FINANCIAL SECURITIES LIMITED’s clients are individuals and 0% of their clients are high net worth individuals. RISEVEST FINANCIAL SECURITIES LIMITED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at RISEVEST FINANCIAL SECURITIES LIMITED are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access RISEVEST FINANCIAL SECURITIES LIMITED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at RISEVEST FINANCIAL SECURITIES LIMITED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for RISEVEST FINANCIAL SECURITIES LIMITED Comes From

Understanding the Statistics for RISEVEST FINANCIAL SECURITIES LIMITED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
100 Church Street 8th Floor Suite 804, New York, NY, 10007
Mailing Address
100 Church Street 8th Floor Suite 804, New York, NY, 10007
Firm Size
Small
Phone Number
(202) 413-1308
Established
Virginia since 04/16/2012
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
RISE VEST TECHNOLOGIES LIMITEDOWNER
BAEZ-ESCOBAR, CHRISTIANPRESIDENT & CHIEF COMPLIANCE OFFICER5505290
CREIGHTON, JOHN MATTHEWFINANCIAL AND OPERATIONS PRINCIPAL1909492
DAYE, WILFRED ZHONGKEIPRINCIPAL4320077

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Advisor's working at RISEVEST FINANCIAL SECURITIES LIMITED

JC

John Matthew Creighton

RR
CRD#: 1909492
Location:
Brentwood, TN 37027
Company:
WAVECREST SECURITIES LLC
Disclosures:
Experience:
37 years
View Profile
JA

Jessica Oghenemudia Amiaya

RR
CRD#: 8096244
Location:
New York, NY 10007
Company:
RISEVEST FINANCIAL SECURITIES LIMITED
Disclosures:
Experience:
1 year
View Profile
WD

Wilfred Zhongkei Daye

Wilfred Daye
RR
CRD#: 4320077
Location:
New York, NY 10007
Company:
RISEVEST FINANCIAL SECURITIES LIMITED
Disclosures:
Experience:
12 years
View Profile
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