John M. Creighton

WAVECREST SECURITIES LLC

Brentwood, TN 37027

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CRD#: 1909492

Professional summary

John Matthew Creighton is a registered financial professional currently at WAVECREST SECURITIES LLC located in Brentwood, Tennessee and RISEVEST FINANCIAL SECURITIES LIMITED located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 11 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2016 - Present

WAVECREST SECURITIES LLC

Office #1: 205 Powell Place, Brentwood, TN 37027

CRD#: 160135

Brentwood, TN

Current

June 10, 2016 - Present

RISEVEST FINANCIAL SECURITIES LIMITED

Office #1: 100 Church Street 8th Floor Suite 804, New York, NY, 10007

CRD#: 151120

NEW YORK, NY

Current

September 21, 2022 - Present

DLCC PRIME

Office #1: 111 Town Square Place, Suite 1203, Jersey City, NJ 07310

CRD#: 312753

Jersey City, NJ

Past

March 26, 2020 - November 18, 2022

AQ TECHNOLOGY PARTNERS LLC

CRD#: 304996

REDWOOD CITY, CA

Past

May 16, 2017 - April 2, 2019

SPRINKLEBROKERAGE, INC.

CRD#: 285216

SAN DIEGO, CA

Past

February 27, 2017 - January 16, 2020

ETFMG FINANCIAL LLC

CRD#: 284172

SUMMIT, NJ

Past

November 18, 2014 - February 14, 2019

LOCKEBRIDGE PARTNERS, INC

CRD#: 143163

WOBURN, MA

Past

January 21, 1994 - April 14, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 21, 1991 - January 28, 1992

FLAGSHIP SECURITIES, INC.

CRD#: 7123

SYRACUSE, NY

Past

June 17, 1989 - October 19, 1989

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

December 20, 1988 - April 25, 1989

L.M. BASS SECURITIES, INC.

CRD#: 22641

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 11/18/2014

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

DLCC PRIME

CRD#: 312753 / SEC#: , 8-70716

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Mailing Address

111 Town Square Place Suite 1203, Jersey City, NJ 07310

Phone number

(201) 621-0940

Established

New Jersey since 01/26/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DIGITAL PRIME TECHNOLOGIES, LLC	OWNER
CREIGHTON, JOHN MATTHEW	FINOP	1909492
GAROFALO, GLEN FRANCIS	PRINCIPAL	2208570
SHERRY, ROBERT JAMES	PRESIDENT & CHIEF COMPLIANCE OFFICER	1418724

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Creighton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Matthew Creighton's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISEVEST FINANCIAL SECURITIES LIMITED

DLCC PRIME

AQ TECHNOLOGY PARTNERS LLC

SPRINKLEBROKERAGE, INC.

ETFMG FINANCIAL LLC

LOCKEBRIDGE PARTNERS, INC

PRUCO SECURITIES, LLC.

FLAGSHIP SECURITIES, INC.

BLINDER, ROBINSON & CO., INC.

L.M. BASS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/12/1989

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 7

Date: 12/17/1988

Series 27

Date: 11/18/2014

FINRA

Current Firm

DLCC PRIME

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DLCC PRIME

TRUST BUT VERIFY

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