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WD

Wilfred Z. Daye

RISEVEST FINANCIAL SECURITIES LIMITED
NEW YORK, NY 10007
Some features on this profile are disabled
CRD#: 4320077
WD

Professional summary

Wilfred Zhongkei Daye, who also goes by Wilfred Daye, is a registered financial professional currently at RISEVEST FINANCIAL SECURITIES LIMITED located in New York, New York and CHAINCE SECURITIES, LLC located in New York, New York.

Wilfred is registered as a RR (Registered Representative) and started their career in finance in 2013. Wilfred has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Wilfred Daye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wilfred Zhongkei Daye's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 10, 2023 - Present

RISEVEST FINANCIAL SECURITIES LIMITED

Office #1: 100 Church Street 8th Floor Suite 804, New York, NY, 10007
BD
CRD#: 151120
NEW YORK, NY
Current

January 5, 2025 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020
BD
CRD#: 10590
NEW YORK, NY
Past

April 1, 2020 - October 13, 2021

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY
Past

January 23, 2019 - January 3, 2020

OKCOIN SECURITIES LLC

BD
CRD#: 136696
SAN FRANSISCO, CA
Past

March 10, 2017 - February 1, 2018

BARDI CO. LLC

BD
CRD#: 166134
LOS ANGELES, CA
Past

July 29, 2013 - March 24, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/5/2025)
RR
Connecticut
(9/9/2025)
RR
New Jersey
(10/17/2025)
RR
New York
(10/10/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 8/25/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/8/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/28/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/26/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CHAINCE SECURITIES, LLC
CHAINCE SECURITIES, LLC | JVDA, LLC | J.V. DELANEY & ASSOCIATES | DELANEY, JOSEPH VINCENT

CRD#: 10590 / SEC#: , 8-27564

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Mailing Address
1251 Avenue Of The Americas 41st Floor, New York, NY 10020
Phone number
(646) 283-7120
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
1

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CHAINCE SECURITIES, INCSOLE MEMBER
DAYE, WILFRED ZHONGKEICEO4320077
HARRIS, PATRICK EUGENECHIEF COMPLIANCE OFFICER5748909
SILVESTRO, MICHELE ANNFINOP6960939
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHAINCE SECURITIES, LLC

CRD#: 10590New York, NY 10007

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