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CRD#: 149024
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

SIKICH CORPORATE FINANCE LLC is located at 1415 W. Diehl Rd., Suite 400, Naperville, IL 60563 and was first established at Chicago, Delaware in 10/15/2008. After operating for 17 years, SIKICH CORPORATE FINANCE LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIKICH CORPORATE FINANCE LLC’s clients are individuals and 0% of their clients are high net worth individuals. SIKICH CORPORATE FINANCE LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIKICH CORPORATE FINANCE LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIKICH CORPORATE FINANCE LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIKICH CORPORATE FINANCE LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for SIKICH CORPORATE FINANCE LLC Comes From

Understanding the Statistics for SIKICH CORPORATE FINANCE LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1415 W. Diehl Rd., Suite 400, Naperville, IL 60563
Mailing Address
1415 W. Diehl Rd., Suite 400, Naperville, IL 60563
Firm Size
Small
Phone Number
(630) 566-8400
Established
Delaware since 10/15/2008
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
SIKICH LLCPARENT COMPANY
HERBST, RICHARD ALANCEO, CTO, CFO5781183
RUSTAD, STEPHANIE THERESEFINOP2327465
STARK, BARRY CRAIGCCO, AMLCO, POO2704020

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at SIKICH CORPORATE FINANCE LLC

BS

Barry Craig Stark

IAR
RR
CRD#: 2704020
Location:
Springfield, IL 62704
Company:
SIKICH FINANCIAL
Disclosures:
Experience:
29 years
View Profile
SR

Stephanie Therese Rustad

Stephanie Therese Ernst
RR
CRD#: 2327465
Location:
Spring, TX 77382
Company:
RUBICON CAPITAL ADVISORS
Disclosures:
Experience:
19 years
View Profile
KE

Kurt Arthur Estes

RR
CRD#: 5735005
Location:
Chicago, IL 60606
Company:
SIKICH CORPORATE FINANCE LLC
Disclosures:
Experience:
16 years
View Profile
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