Stephanie T. Rustad
Professional summary
Stephanie Therese Rustad, who also goes by Stephanie Therese Ernst, is a registered financial professional currently at RUBICON CAPITAL ADVISORS located in Spring, Texas and HAMPTONROCK PARTNERS located in Dallas, Texas.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2006. Stephanie has worked at 9 firms and has passed the SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Therese Rustad's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
RUBICON CAPITAL ADVISORS
Office #1: 8111 Ashlane Way Suite 207, Spring, TX 77382July 10, 2025 - Present
HAMPTONROCK PARTNERS
Office #1: 100 Crescent Ct Ste 525, Dallas, TX 75201July 10, 2025 - Present
VERIT ADVISORS CAPITAL MARKETS LLC
Office #1: 181 W. Madison Street Suite 3745, Chicago, IL 60602July 31, 2025 - Present
SIKICH CORPORATE FINANCE LLC
Office #1: 1415 W. Diehl Rd., Suite 400, Naperville, IL 60563September 11, 2025 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010June 7, 2012 - December 31, 2023
RIVERSOURCE DISTRIBUTORS, INC.
June 7, 2012 - December 31, 2023
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
June 7, 2012 - December 31, 2023
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
June 6, 2006 - April 7, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384 / SEC#: , 8-69204
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARION PARTNERS | MANAGING MEMBER | 108803 |
| ANDERSON, EVANS KEPHART | CHIEF EXECUTIVE OFFICER | 7360699 |
| PATTEN, DEIRDRE MARIAN | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 1357509 |
| SILK, BARBARA | ASSISTANT TREASURER | 6697872 |
| STABLER, JOSEPH PENN | SECRETARY | 6886387 |
Red Flags
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Company Information
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384Spring, TX 77382TRUST BUT VERIFY
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