BS
Barry C. Stark
SIKICH FINANCIAL
Springfield, IL 62704
Some features on this profile are disabled
CRD#: 2704020
BS
Professional summary
Barry Craig Stark is a registered financial advisor currently at SIKICH FINANCIAL located in Springfield, Illinois and SIKICH CORPORATE FINANCE LLC located in Naperville, Illinois.
Barry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Barry has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sikich;investment related;1415 W. Diehl Road,Ste. 400,Naperville,IL 60563;broker dealer/RIA;chief compliance officer;11/28/2016;160 hrs/month;6.5 hrs/month;chief compliance officer for an unaffiliated broker dealer and RIA 2) Sikich Insurance Group LLC, Vice President/Treasurer. No compensation, zero hours per month. Just a placeholder officer for this LLC until it is wound down. Sikich Insurance Group LLC is wholly owned by Sikich LLP. 3) Sikich Insurance Group LLC; Investment related: yes; 1415 W. Diehl Rd., Ste 400, Naperville, IL 60563; Nature or Structure of Business: LLC which is an insurance agency to sell non-variable products; Position: Chief Compliance Officer, Vice President; Start date: 12/15/2023; hours per month: 0; securities trading hours 0; Duties: Just acting as a placeholder officer until this entity is wound down in the next few years
CRS (Client Relationship Summary) - RIA
Click below to view Barry Craig Stark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 7, 2016 - Present
SIKICH FINANCIAL
Office #1: 3051 Hollis Drive 3rd Floor, Springfield, IL 62704RIA
CRD#: 142640
Springfield, IL
Current
December 7, 2016 - Present
SIKICH CORPORATE FINANCE LLC
Office #1: 1415 W. Diehl Rd., Suite 400, Naperville, IL 60563BD
CRD#: 149024
NAPERVILLE, IL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1415 W. Diehl Road Suite 400, Naperville, IL 60563RIA
BD
CRD#: 23131
NAPERVILLE, IL
Past
January 3, 2017 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
NAPERVILLE, IL
Past
June 2, 2016 - November 23, 2016
BERNARDI ASSET MANAGEMENT, LLC
RIA
CRD#: 120110
CHICAGO, IL
Past
June 2, 2016 - November 23, 2016
BERNARDI SECURITIES, INC.
BD
CRD#: 15834
CHICAGO, IL
Past
March 10, 2008 - March 16, 2016
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 111135
HIGHLAND PARK, IL
Past
March 10, 2008 - March 16, 2016
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
HIGHLAND PARK, IL
Past
December 2, 2006 - March 10, 2008
WORLD EQUITY GROUP, INC.
RIA
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past
December 2, 2006 - March 10, 2008
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
ARLINGTON HEIGHTS, IL
Past
October 20, 2005 - October 23, 2006
VISION INVESTMENT SERVICES, INC.
BD
CRD#: 46609
SCHAUMBURG, IL
Past
June 3, 2005 - October 16, 2006
NORTHERN TRUST SECURITIES, INC.
RIA
CRD#: 7927
SCHAUMBURG, IL
Past
July 6, 2000 - October 16, 2006
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
SCHAUMBURG, IL
Past
February 16, 1998 - June 30, 2000
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Past
February 26, 1996 - February 6, 1998
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/1/2021)
RR
Illinois(12/7/2016)
IAR
Illinois(12/7/2016)
RR
Massachusetts(6/15/2021)
RR
Minnesota(7/27/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIKICH FINANCIAL
CRD#: 142640Springfield, IL 62704TRUST BUT VERIFY
Monitor Barry Stark
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
