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CRD#: 147364
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LIVINGSTON SECURITIES, LLC is located at 626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556 and was first established at Long Island, New York in 10/10/2006. After operating for 19 years, LIVINGSTON SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LIVINGSTON SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. LIVINGSTON SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LIVINGSTON SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LIVINGSTON SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LIVINGSTON SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LIVINGSTON SECURITIES, LLC Comes From

Understanding the Statistics for LIVINGSTON SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Firm Size
Small
Phone Number
(212) 520-8478
Established
New York since 10/10/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
THE LIVINGSTON GROUP OF COMPANIES, LLCSOLE MEMBER
LIVINGSTON, SCOTT BRANDONMANAGER/CEO/MSP/GSP/CROP1996617
ROCKMAN, JEANNE ELIZABETHCCO/GSP1255763
SCHILLING, MICHAEL JAMESFINOP, POO, PFO2609624

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Advisor's working at LIVINGSTON SECURITIES, LLC

SL

Scott Brandon Livingston

RR
CRD#: 1996617
Location:
Uniondale, NY 11556
Company:
LIVINGSTON SECURITIES, LLC
Disclosures:
Experience:
36 years
View Profile
RC

Robert Louis Cucin

Robert L Cucin
RR
CRD#: 4679542
Location:
Uniondale, NY 11556
Company:
LIVINGSTON SECURITIES, LLC
Disclosures:
Experience:
22 years
View Profile
DA

David Armes

RR
CRD#: 7717316
Location:
Uniondale, NY 11556
Company:
LIVINGSTON SECURITIES, LLC
Disclosures:
Experience:
5 years
View Profile
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