Scott B. Livingston
Professional summary
Scott Brandon Livingston is a registered financial professional currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Brandon Livingston's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2008 - Present
LIVINGSTON SECURITIES, LLC
Office #1: 626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556Office #2: 626 Rexcorp Plaza Suite 603. West Tower, Uniondale, NY 11556May 20, 2005 - April 9, 2009
AXIOM CAPITAL MANAGEMENT, INC.
October 13, 2000 - June 1, 2005
LEHMAN BROTHERS INC.
July 1, 1998 - October 17, 2000
COWEN AND COMPANY
January 16, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
July 31, 1993 - January 26, 1996
CITIGROUP GLOBAL MARKETS INC.
March 16, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
October 25, 1989 - March 24, 1992
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2009)
(4/17/2009)
(1/20/2009)
(5/18/2009)
(4/17/2009)
(1/15/2009)
(4/30/2009)
(6/24/2009)
(5/18/2009)
(4/27/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(2/7/2011)
(1/22/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(4/17/2009)
(3/10/2009)
(10/15/2008)
(4/27/2009)
(4/20/2009)
(7/2/2009)
(4/17/2009)
(2/19/2009)
(8/8/2014)
(5/12/2009)
(1/9/2009)
(8/11/2009)
(1/9/2012)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/9/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
LIVINGSTON SECURITIES, LLC
CRD#: 147364 / SEC#: , 8-67901
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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