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JR

Jeanne E. Rockman

LIVINGSTON SECURITIES
UNIONDALE, NY 11556
Some features on this profile are disabled
CRD#: 1255763
JR

Professional summary

Jeanne Elizabeth Rockman, who also goes by Jeanne Elizabeth Hernandez, Jeanne Hernandez, is a registered financial professional currently at LIVINGSTON SECURITIES, LLC located in Uniondale, New York.

Jeanne is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeanne has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeanne Elizabeth Hernandez | Jeanne Hernandez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeanne Elizabeth Rockman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 9, 2008 - Present

LIVINGSTON SECURITIES, LLC

Office #1: 626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556Office #2: 626 Rexcorp Plaza Suite 603. West Tower, Uniondale, NY 11556
BD
CRD#: 147364
UNIONDALE, NY
Past

June 13, 2019 - March 29, 2024

ALTERNATIVE EXECUTION GROUP

BD
CRD#: 167830
Bayonne, NJ
Past

August 25, 2005 - January 24, 2008

SCHOTTENFELD GROUP LLC

BD
CRD#: 128103
NEW YORK, NY
Past

February 12, 2003 - June 30, 2005

PUGLISI & CO.

BD
CRD#: 19451
NEW YORK, NY
Past

August 23, 2000 - January 2, 2003

ICAP/INVESTMENT SERVICES AND TRADING, LLC

BD
CRD#: 31271
HAVERSTRAW, NY
Past

July 16, 1997 - October 26, 1998

LT LAWRENCE & CO., INC.

BD
CRD#: 31956
NEW YORK, NY
Past

July 22, 1996 - July 7, 1997

THINKEQUITY LLC

BD
CRD#: 20996
NEW YORK, NY
Past

April 24, 1993 - August 5, 1996

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

April 9, 1991 - October 27, 1992

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY
Past

January 16, 1991 - April 11, 1991

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

May 23, 1988 - November 25, 1989

BERKELEY SECURITIES CORPORATION

BD
CRD#: 8397
NEW YORK, NY
Past

March 22, 1988 - May 24, 1988

J. W. GANT & ASSOCIATES, INC.

BD
CRD#: 7963

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/7/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LIVINGSTON SECURITIES, LLC
LIVINGSTON SECURITIES, LLC

CRD#: 147364 / SEC#: , 8-67901

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Mailing Address
626 Rexcorp Plaza Suite 603, West Tower, Uniondale, NY 11556
Phone number
(212) 520-8478
Established
New York since 10/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE LIVINGSTON GROUP OF COMPANIES, LLCSOLE MEMBER
LIVINGSTON, SCOTT BRANDONMANAGER/CEO/MSP/GSP/CROP1996617
ROCKMAN, JEANNE ELIZABETHCCO/GSP1255763
SCHILLING, MICHAEL JAMESFINOP, POO, PFO2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIVINGSTON SECURITIES, LLC

CRD#: 147364Uniondale, NY 11556

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