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Find, Compare and Monitor Financial Advisors at GALT FINANCIAL GROUP, INC.

CRD#: 146976
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GALT FINANCIAL GROUP, INC. is located at 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361 and was first established at Los Angeles, California in 05/26/2007. After operating for 18 years, GALT FINANCIAL GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GALT FINANCIAL GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GALT FINANCIAL GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GALT FINANCIAL GROUP, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GALT FINANCIAL GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GALT FINANCIAL GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GALT FINANCIAL GROUP, INC. Comes From

Understanding the Statistics for GALT FINANCIAL GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
Mailing Address
2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
Firm Size
Small
Phone Number
(805) 449-1132
Established
California since 05/26/2007
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HSH FINANCIAL, INC.OWNER
HILL, BENJAMIN JEFFREYPRESIDENT2983275
HILL, BRANDON DAVIDVICE PRESIDENT/CCO4279066
TARRA, SCOTT PATRICKFINOP/PFO/POO4593965

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Advisor's working at GALT FINANCIAL GROUP, INC.

BH

Benjamin Jeffrey Hill

IAR
RR
CRD#: 2983275
CFP®: Certified Financial PlannerCLU®: Chartered Life Underwriter
Location:
Westlake Village, CA 91361
Company:
WEALTH ENHANCEMENT & PRESERVATION, INC.
Disclosures:
Experience:
28 years
View Profile
BH

Brandon David Hill

RR
CRD#: 4279066
Location:
Westlake Village, CA 91361
Company:
GALT FINANCIAL GROUP, INC.
Disclosures:
Experience:
25 years
View Profile
ST

Scott Patrick Tarra

RR
CRD#: 4593965
Location:
Irvine, CA 92612
Company:
GCMI SECURITIES CORP.
Disclosures:
Experience:
23 years
View Profile
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