Benjamin J. Hill

WEALTH ENHANCEMENT & PRESERVATION

WESTLAKE VILLAGE, CA 91361

Some features on this profile are disabled

CRD#: 2983275

Professional summary

Benjamin Jeffrey Hill, CFP®, CLU® is a registered financial advisor currently at WEALTH ENHANCEMENT & PRESERVATION, INC. located in Westlake Village, California and GALT FINANCIAL GROUP, INC. located in Westlake Village, California.

Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Benjamin has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Jeffrey Hill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

CLU^®

Chartered Life Underwriter

Experience

Current

January 10, 2003 - Present

WEALTH ENHANCEMENT & PRESERVATION, INC.

Office #1: 2629 Townsgate Road Suite 215, Westlake Village, CA 91361

RIA

CRD#: 124368

WESTLAKE VILLAGE, CA

Current

September 18, 2008 - Present

GALT FINANCIAL GROUP, INC.

Office #1: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361Office #2: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361

CRD#: 146976

WESTLAKE VILLAGE, CA

Past

June 14, 2005 - August 28, 2008

MANCHESTER FINANCIAL INC

RIA

CRD#: 106071

WESTLAKE VILLAGE, CA

Past

August 18, 1999 - August 29, 2008

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

RIA

CRD#: 104790

WESTLAKE VILLAGE, CA

Past

December 24, 1997 - August 29, 2008

ASSOCIATED SECURITIES CORP.

CRD#: 12969

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/25/2008)

IAR

California
(1/10/2003)

California
(9/23/2008)

Hawaii
(11/24/2008)

Nevada
(9/21/2018)

New York
(10/27/2008)

Ohio
(7/10/2025)

Oregon
(12/11/2008)

Texas
(3/3/2022)

Utah
(12/1/2008)

Washington
(10/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/22/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEALTH ENHANCEMENT & PRESERVATION, INC.

HILL FINANCIAL ADVISORS | WEALTH ENHANCEMENT & PRESERVATION, INC.

CRD#: 124368 / SEC#:

California

Registered Investment Advisory firm - (1/10/2003 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2629 Townsgate Road Suite 215, Westlake Village, CA 91361

Mailing Address

Phone number

(805) 449-1132

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 36,530,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

WELLS FARGO CLEARING SERVICES, LLC

IAR

CAMARILLO, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin J. Hill

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Jeffrey Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

GALT FINANCIAL GROUP, INC.

MANCHESTER FINANCIAL INC

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

ASSOCIATED SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1999

Series 63

Date: 1/12/1998

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1997

Series 24

Date: 2/22/2005

FINRA

Current Firm

WEALTH ENHANCEMENT & PRESERVATION, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH ENHANCEMENT & PRESERVATION, INC.

TRUST BUT VERIFY

Similar Advisors