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ST

Scott P. Tarra

GCMI SECURITIES
Irvine, CA 92612
Some features on this profile are disabled
CRD#: 4593965
ST

Professional summary


Scott Patrick Tarra is a registered financial professional currently at GCMI SECURITIES CORP. located in Irvine, California and ST INVEST LLC located in Nashville, Tennessee.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Patrick Tarra's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 26, 2017 - Present

GCMI SECURITIES CORP.

Office #1: 19200 Von Karman Avenue Suite 210, Irvine, CA 92612
BD
CRD#: 139520
Irvine, CA
Current

July 11, 2019 - Present

ST INVEST LLC

Office #1: 500 11th Ave N Suite #790, Nashville, TN 37203
BD
CRD#: 297470
NASHVILLE, TN
Current

February 13, 2023 - Present

GALT FINANCIAL GROUP, INC.

Office #1: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361
BD
CRD#: 146976
Westlake Village, CA
Current

March 29, 2023 - Present

GLOBAL DIGITAL MARKETS

Office #1: 120 Newport Center Drive Suite 50, Newport Beach, CA 92660
BD
CRD#: 298720
NEWPORT BEACH, CA
Current

April 30, 2025 - Present

MADISON CAPITAL MARKETS LLC

Office #1: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
BD
CRD#: 332196
Newport Beach, CA
Past

March 7, 2022 - May 7, 2024

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

July 13, 2017 - February 11, 2019

ARROWROOT PARTNERS, LLC

BD
CRD#: 173085
SANTA MONICA, CA
Past

December 24, 2016 - January 6, 2017

STANDARD INVESTMENT CHARTERED INCORPORATED

BD
CRD#: 23505
NEWPORT BEACH, CA
Past

August 21, 2015 - January 10, 2017

ARROWROOT PARTNERS, LLC

BD
CRD#: 173085
SANTA MONICA, CA
Past

February 28, 2014 - August 26, 2014

BAY MUTUAL FINANCIAL, LLC

BD
CRD#: 130535
SANTA MONICA, CA
Past

November 27, 2013 - February 28, 2014

CWS INVESTMENTS

BD
CRD#: 23551
NEWPORT BEACH, CA
Past

October 20, 2011 - February 28, 2014

VERTICAL CAPITAL SECURITIES, LLC

BD
CRD#: 154697
IRVINE, CA
Past

September 1, 2011 - May 2, 2013

VFG SECURITIES, INC.

BD
CRD#: 15121
CULVER CITY, CA
Past

June 16, 2009 - April 29, 2010

KBS CAPITAL MARKETS GROUP LLC

BD
CRD#: 132299
NEWPORT BEACH, CA
Past

June 11, 2009 - July 9, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
CARLSBAD, CA
Past

January 22, 2009 - February 6, 2009

MISSION CAPITAL LLC

BD
CRD#: 148006
NEW YORK, NY
Past

September 18, 2008 - September 1, 2016

GALT FINANCIAL GROUP, INC.

BD
CRD#: 146976
WESTLAKE VILLAGE, CA
Past

April 2, 2008 - January 19, 2010

ARROWHEAD INVESTMENT CENTER, LLC

BD
CRD#: 41435
SAN BERNARDINO, CA
Past

March 5, 2007 - March 16, 2009

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
CARLSBAD, CA
Past

August 18, 2006 - January 6, 2017

GCMI SECURITIES CORP.

BD
CRD#: 139520
IRVINE, CA
Past

August 11, 2006 - March 5, 2008

MAYFAIR SECURITIES, LLC

BD
CRD#: 138684
LOS ANGELES, CA
Past

April 11, 2005 - May 2, 2005

PMB SECURITIES CORP.

BD
CRD#: 118642
NEWPORT BEACH, CA
Past

January 11, 2005 - January 6, 2017

TKG FINANCIAL, LLC

BD
CRD#: 133104
SANTA BARBARA, CA
Past

October 29, 2004 - August 1, 2007

MARKEL NEWTON

BD
CRD#: 131662
STUDIO CITY, CA
Past

January 2, 2004 - June 3, 2004

RETIREMENT CAPITAL GROUP SECURITIES, INC.

BD
CRD#: 126716
SAN DIEGO, CA
Past

December 18, 2003 - March 8, 2006

MBROKER, INC.

BD
CRD#: 127438
NEW YORK, NY
Past

November 6, 2003 - November 30, 2005

CM SECURITIES, LLC

BD
CRD#: 127136
LAS VEGAS, NV
Past

March 6, 2003 - January 5, 2011

PETERSEN & RAMISTELLA, INC.

BD
CRD#: 124182
MONTEREY, CA
Past

December 2, 2002 - July 7, 2004

GIRARD SECURITIES, INC.

BD
CRD#: 18697
SAN DIEGO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MC
MADISON CAPITAL MARKETS LLC
MADISON CAPITAL MARKETS LLC

CRD#: 332196 / SEC#: , 8-71262

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Mailing Address
26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660
Phone number
(949) 281-0366
Established
Delaware since 05/28/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MADISON CAPITAL GROUP HOLDINGS, LLCOWNER
KREMIN, JEFFREY MICHAELPRESIDENT/NATIONAL SALES DIRECTOR2077277
TARRA, SCOTT PATRICKFINOP/PFO4593965
TEEPLE, AMANDA BROOKECHIEF COMPLIANCE OFFICER (CCO)/POO4928064

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MADISON CAPITAL MARKETS LLC

CRD#: 332196Irvine, CA 92612

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