Scott P. Tarra
Professional summary
Scott Patrick Tarra is a registered financial professional currently at GCMI SECURITIES CORP. located in Irvine, California and ST INVEST LLC located in Nashville, Tennessee.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2002. Scott has worked at 24 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Patrick Tarra's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2017 - Present
GCMI SECURITIES CORP.
Office #1: 19200 Von Karman Avenue Suite 210, Irvine, CA 92612July 11, 2019 - Present
ST INVEST LLC
Office #1: 500 11th Ave N Suite #790, Nashville, TN 37203February 13, 2023 - Present
GALT FINANCIAL GROUP, INC.
Office #1: 2629 Townsgate Rd. Suite 215, Westlake Village, CA 91361March 29, 2023 - Present
GLOBAL DIGITAL MARKETS
Office #1: 120 Newport Center Drive Suite 50, Newport Beach, CA 92660April 30, 2025 - Present
MADISON CAPITAL MARKETS LLC
Office #1: 26 Corporate Plaza Drive Suite 280, Newport Beach, CA 92660March 7, 2022 - May 7, 2024
KBS CAPITAL MARKETS GROUP LLC
July 13, 2017 - February 11, 2019
ARROWROOT PARTNERS, LLC
December 24, 2016 - January 6, 2017
STANDARD INVESTMENT CHARTERED INCORPORATED
August 21, 2015 - January 10, 2017
ARROWROOT PARTNERS, LLC
February 28, 2014 - August 26, 2014
BAY MUTUAL FINANCIAL, LLC
November 27, 2013 - February 28, 2014
CWS INVESTMENTS
October 20, 2011 - February 28, 2014
VERTICAL CAPITAL SECURITIES, LLC
September 1, 2011 - May 2, 2013
VFG SECURITIES, INC.
June 16, 2009 - April 29, 2010
KBS CAPITAL MARKETS GROUP LLC
June 11, 2009 - July 9, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
January 22, 2009 - February 6, 2009
MISSION CAPITAL LLC
September 18, 2008 - September 1, 2016
GALT FINANCIAL GROUP, INC.
April 2, 2008 - January 19, 2010
ARROWHEAD INVESTMENT CENTER, LLC
March 5, 2007 - March 16, 2009
FINANCIAL ADVISERS OF AMERICA, LLC
August 18, 2006 - January 6, 2017
GCMI SECURITIES CORP.
August 11, 2006 - March 5, 2008
MAYFAIR SECURITIES, LLC
April 11, 2005 - May 2, 2005
PMB SECURITIES CORP.
January 11, 2005 - January 6, 2017
TKG FINANCIAL, LLC
October 29, 2004 - August 1, 2007
MARKEL NEWTON
January 2, 2004 - June 3, 2004
RETIREMENT CAPITAL GROUP SECURITIES, INC.
December 18, 2003 - March 8, 2006
MBROKER, INC.
November 6, 2003 - November 30, 2005
CM SECURITIES, LLC
March 6, 2003 - January 5, 2011
PETERSEN & RAMISTELLA, INC.
December 2, 2002 - July 7, 2004
GIRARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MADISON CAPITAL MARKETS LLC
CRD#: 332196 / SEC#: , 8-71262
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
