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FIRM PROFILE
Overview
SIGMA FINANCIAL CORPORATION is located at 300 Parkland Plaza, Ann Arbor, MI 48103-9508 and was first established at Chicago, Michigan in 09/20/1983. After operating for 42 years, SIGMA FINANCIAL CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIGMA FINANCIAL CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. SIGMA FINANCIAL CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIGMA FINANCIAL CORPORATION are registered to handle securities or provide financial advice. The firm has 26 disclosures, 15 being regulatory events, 0 being client events, and 11 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIGMA FINANCIAL CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIGMA FINANCIAL CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SIGMA FINANCIAL CORPORATION Comes From
Understanding the Statistics for SIGMA FINANCIAL CORPORATION and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
300 Parkland Plaza, Ann Arbor, MI 48103-9508
300 Parkland Plaza, Ann Arbor, MI 48103-9508
Medium
(734) 663-1611
Michigan since 09/20/1983
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | ||
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 | |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 | |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 | |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 | |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
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Advisor's working at SIGMA FINANCIAL CORPORATION
Mary Jane Mar
Carl Albert Canga
Cyle Marie Gillman
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