Mary J. Mar
SPC
LAGUNA HILLS, CA 92653
Some features on this profile are disabled
CRD#: 1302645
Professional summary
Mary Jane Mar, CFP®, who also goes by Mary Jane Jose, Mary Mar Jost, Mary Jost, Mary J Mar, Mary Mar, is a registered financial advisor currently at SPC located in Laguna Hills, California and SIGMA FINANCIAL CORPORATION located in Laguna Hills, California.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Mary has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Estate Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Mary Jane Jose | Mary Mar Jost | Mary Jost | Mary J Mar | Mary Mar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board member of the Montilla Homeowners Association, Irvine, CA. Start date: 9/10/25, approx. 1.5 hrs/mo. No access to funds, property management company handles financial matters. Not investment related. Own 3 residential rental properties in NV and CA and receive income from rentals. Sole owner of properties. Start date: 9/8/25, approx. 1 hr/mo. INV REL: N Chair of Rotary District 5320 Finance Committee, Orange, CA. Chair quarterly meetings and set agenda. Start date: 7/1/25 for 1 year term. Approx. 10 hrs/mo, none during trading hrs. No access to funds. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view Mary Jane Mar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
May 5, 2009 - Present
SPC
Office #1: 25431 Cabot Road, Suite 203, Laguna Hills, CA 92653RIA
CRD#: 110692
LAGUNA HILLS, CA
Current
March 15, 2000 - Present
SIGMA FINANCIAL CORPORATION
Office #1: 25431 Cabot Road Ste 203, Laguna Hills, CA 92653BD
CRD#: 14303
Laguna Hills, CA
Past
February 7, 2002 - December 31, 2008
MARY MAR, CERTIFIED FINANCIAL PLANNER
RIA
CRD#: 135644
LAGUNA HILLS, CA
Past
January 6, 1997 - March 16, 2000
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
August 22, 1994 - January 17, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
April 2, 1990 - September 6, 1994
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
January 5, 1990 - April 9, 1990
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
July 16, 1986 - January 15, 1990
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
April 23, 1986 - July 8, 1986
LPL FINANCIAL LLC
BD
CRD#: 6413
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2022)
RR
California(3/15/2000)
IAR
California(5/5/2009)
RR
Nevada(3/15/2000)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
