JR
Jerome S. Rydell
SIGMA FINANCIAL
PALMETTO, FL
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CRD#: 408389
JR
Professional summary
Jerome Stanley Rydell is a registered financial professional currently at SIGMA FINANCIAL CORPORATION located in Palmetto, Florida and PARKLAND SECURITIES, LLC located in Palmetto, Florida.
Jerome is registered as a RR (Registered Representative) and started their career in finance in 1971. Jerome has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CEO/Chairman/Owner - Sigma Financial Corporation, a fully-disclosed broker-dealer in Ann Arbor, MI. Start date: 9/1/83, INV REL: Y CEO/Chairman/Owner - Parkland Securities, LLC, a fully-disclosed broker-dealer in Ann Arbor, MI. Start date: 8/1/08, INV REL: Y CEO/Chairman/Owner - Sigma Planning Corporation, an SEC Registered Investment Advisor in Ann Arbor, MI. Start date: 10/1/83, INV REL: Y Managing member/Owner of B/D Ops, LLC, Ann Arbor, MI. B/D Ops, LLC provides back office support for Sigma Financial Corporation, Parkland Securities, LLC, and Sigma Planning Corporation. Start date: 7/26/01. Time spent for Sigma Financial Corporation, Parkland Securities, LLC, Sigma Planning Corporation and B/D Ops, LLC is approx. 80hrs/mo, all during mkt hrs. All 4 entities are investment related. Serving as board member for Give and DELIVER SPS Family Charitable Foundation, Ann Arbor, MI. The Give and DELIVER SPS Family Charitable Foundation was created as a non-profit organization for fundraising activities with Sigma Financial Corporation, Parkland Securities, LLC, and their affiliated entities. Start date: 8/14/19, approx. 1 hr/mo.
CRS (Client Relationship Summary) - BD
Click below to view Jerome Stanley Rydell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 1984 - Present
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
PALMETTO, FL
Current
January 9, 2002 - Present
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
PALMETTO, FL
Past
October 11, 1995 - December 31, 2024
SPC
RIA
CRD#: 110692
Tavares, FL
Past
November 17, 1987 - October 5, 1989
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
October 1, 1984 - December 12, 1984
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Past
November 30, 1983 - November 1, 1984
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Past
September 22, 1978 - December 9, 1983
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
Past
December 14, 1971 - September 6, 1978
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/1998)
RR
California(7/6/1996)
RR
Florida(2/2/1987)
RR
Illinois(10/2/1991)
RR
Indiana(11/23/1993)
RR
Louisiana(7/6/1998)
RR
Michigan(12/14/1984)
RR
Minnesota(6/30/1998)
RR
New Jersey(8/15/1994)
RR
New Mexico(3/3/1995)
RR
New York(7/23/1999)
RR
North Carolina(8/19/1997)
RR
Ohio(10/13/1987)
RR
Oklahoma(9/1/1992)
RR
Pennsylvania(7/1/1998)
RR
Texas(6/27/1989)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/9/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PS
PARKLAND SECURITIES, LLC
PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC
CRD#: 115368 / SEC#: , 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
300 Parkland Plaza, Ann Arbor, MI 48103
Phone number
(734) 663-1611
Established
Delaware since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
