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CRD#: 143007
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

EMPIRE ASSET MANAGEMENT COMPANY is located at 29 Broadway 12th Floor, New York, NY 10006 and was first established at New York, New York in 11/02/2006. After operating for 19 years, EMPIRE ASSET MANAGEMENT COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of EMPIRE ASSET MANAGEMENT COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. EMPIRE ASSET MANAGEMENT COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at EMPIRE ASSET MANAGEMENT COMPANY are registered to handle securities or provide financial advice. The firm has 1 disclosures, 0 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access EMPIRE ASSET MANAGEMENT COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at EMPIRE ASSET MANAGEMENT COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for EMPIRE ASSET MANAGEMENT COMPANY Comes From

Understanding the Statistics for EMPIRE ASSET MANAGEMENT COMPANY and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Arbitration
1

FIRM INFORMATION

Main Address
29 Broadway 12th Floor, New York, NY 10006
Mailing Address
29 Broadway 12th Floor, New York, NY 10006
Firm Size
Small
Phone Number
(212) 417-8239
Established
New York since 11/02/2006
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
EMPIRE INVESTMENT GROUP HOLDINGS, LLCMEMBER-MANAGER
BANJANY, LAUREN MARIECHIEF OPERATIONS OFFICER4899767
EMPIRE ASSET MANAGEMENT OF NY, LTD.MANAGER
ZEOLI, GREGG LANCECEO/CCO/PRESIDENT/SHAREHOLDER/CROP/SROP/FINOP2620340

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Advisor's working at EMPIRE ASSET MANAGEMENT COMPANY

ES

Eugene Martin Singer

Gene Singer
IAR
RR
CRD#: 1540416
Location:
New York, NY 10006
Company:
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Disclosures:
Experience:
39 years
View Profile
AM

Anthony V Manory

Anthony Vincent Manory Jr, Tony Manory, Anthony V Monory Jr
IAR
RR
CRD#: 2091325
Location:
Bluffton, SC
Company:
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Disclosures:
Experience:
32 years
View Profile
JM

Jason A Muscari

IAR
RR
CRD#: 4241153
Location:
New York, NY 10006
Company:
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Disclosures:
Experience:
24 years
View Profile
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