JM
Jason A. Muscari
EMPIRE FINANCIAL MANAGEMENT COMPANY
New York, NY 10006
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CRD#: 4241153
JM
Professional summary
Jason A Muscari is a registered financial advisor currently at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC located in New York, New York and EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JAM PLANNING & CONSULTING, 194 CROMWELL AVE., SI, NY, CEO & PRESIDENT, ENTITY FOR BUSINESS EXPENSES, DEVOTES 40 HOURS PER WEEK COMMENCING 5/7/2014.
New Address 5 Charm Ct. Holmdel, NJ 07733
CRS (Client Relationship Summary) - RIA
Click below to view Jason A Muscari's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2021 - Present
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
Office #1: 29 Broadway 12th Floor, New York, NY 10006RIA
CRD#: 146097
New York, NY
Current
July 8, 2010 - Present
EMPIRE ASSET MANAGEMENT COMPANY
Office #1: 29 Broadway 12 Floor, New York, NY 10006Office #2: 29 Broadway 12th Floor, New York, NY 10006BD
CRD#: 143007
New York, NY
Past
October 9, 2008 - July 8, 2010
CHICAGO INVESTMENT GROUP, LLC
BD
CRD#: 11853
NEW YORK, NY
Past
November 20, 2006 - October 31, 2008
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
NEW YORK, NY
Past
August 13, 2002 - November 27, 2006
GRANTA CAPITAL GROUP LLC
BD
CRD#: 114657
NEW YORK, NY
Past
July 9, 2001 - August 15, 2002
THE THORNWATER COMPANY, L.P.
BD
CRD#: 36195
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EF
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
RIA
Registered Investment Advisory firm - (11/19/2015 Approved)New Jersey
Registered Investment Advisory firm - (12/16/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2013)
RR
Arizona(4/26/2019)
RR
Arkansas(2/5/2013)
RR
California(7/8/2010)
RR
Colorado(9/15/2011)
RR
Connecticut(1/4/2021)
RR
Delaware(3/24/2022)
RR
District of Columbia(7/8/2010)
RR
Florida(7/8/2010)
RR
Georgia(3/11/2016)
RR
Hawaii(3/29/2019)
RR
Illinois(8/4/2016)
RR
Indiana(4/17/2018)
RR
Iowa(1/6/2020)
RR
Kansas(1/20/2023)
RR
Louisiana(7/20/2020)
RR
Maryland(7/8/2010)
RR
Massachusetts(8/6/2010)
RR
Michigan(3/12/2012)
RR
Minnesota(8/5/2010)
RR
Missouri(4/9/2019)
RR
Nevada(7/18/2018)
RR
New Hampshire(5/7/2020)
RR
New Jersey(7/8/2010)
RR
New York(7/8/2010)
IAR
New York(3/29/2021)
RR
North Carolina(2/4/2022)
RR
North Dakota(6/25/2020)
RR
Ohio(10/1/2010)
RR
Oklahoma(6/12/2013)
RR
Oregon(3/5/2014)
RR
Pennsylvania(1/5/2012)
RR
Puerto Rico(1/31/2020)
RR
Rhode Island(1/20/2023)
RR
South Carolina(4/4/2019)
RR
Texas(7/8/2010)
RR
Utah(7/26/2021)
RR
Virginia(9/7/2011)
RR
Washington(1/7/2011)
RR
West Virginia(3/29/2016)
RR
Wisconsin(3/23/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EF
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD#: 146097 / SEC#: 801-106958
RIA
Registered Investment Advisory firm - (11/19/2015 Approved)New Jersey
Registered Investment Advisory firm - (12/16/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 Broadway 12th Floor, New York, NY 10006
Mailing Address
Phone number
(212) 417-8247
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 688,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
