Anthony V. Manory

EMPIRE FINANCIAL MANAGEMENT COMPANY

Bluffton, SC

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CRD#: 2091325

Professional summary

Anthony V Manory, who also goes by Anthony VIncent Manory Jr, Tony Manory, Anthony V Monory Jr, is a registered financial advisor currently at EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC located in Bluffton, South Carolina and EMPIRE ASSET MANAGEMENT COMPANY located in New York, New York.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Vincent Manory Jr | Tony Manory | Anthony V Monory Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I spend a modest amount of time (including quarterly meetings) at Boston University College of General Studies, Boston, MA, after normal business hours. No compensation is received and this outside business activity involves education.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony V Manory's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2015 - Present

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

RIA

CRD#: 146097

Bluffton, SC

Current

November 17, 2015 - Present

EMPIRE ASSET MANAGEMENT COMPANY

Office #1: 29 Broadway 12th Floor, New York, NY 10006

CRD#: 143007

New York, NY

Past

June 1, 2009 - December 7, 2015

MORGAN STANLEY

RIA

CRD#: 149777

FLORHAM PARK, NJ

Past

June 1, 2009 - December 7, 2015

MORGAN STANLEY

CRD#: 149777

FLORHAM PARK, NJ

Past

May 15, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

February 9, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

August 7, 2006 - January 9, 2009

VIRTU ITG LLC

CRD#: 29299

BOSTON, MA

Past

January 18, 2001 - November 4, 2004

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

October 6, 1997 - May 14, 2003

CIBC TRADING (DELAWARE CORP.)

CRD#: 42682

NEW YORK, NY

Past

October 5, 1993 - July 8, 1997

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD#: 146097 / SEC#: 801-106958

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

New Jersey

Registered Investment Advisory firm - (12/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/17/2015)

Colorado
(11/17/2015)

Connecticut
(11/17/2015)

Florida
(11/22/2017)

Georgia
(11/17/2015)

Maryland
(11/17/2015)

Massachusetts
(11/17/2015)

New Hampshire
(2/3/2022)

New Jersey
(11/17/2015)

New York
(11/17/2015)

IAR

New York
(4/5/2021)

Pennsylvania
(11/17/2015)

Rhode Island
(11/17/2015)

South Carolina
(11/17/2015)

Texas
(11/17/2015)

IAR

Texas
(10/17/2016)

Washington
(5/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/10/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/20/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 4/24/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 4/22/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/4/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

CRD#: 146097 / SEC#: 801-106958

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

New Jersey

Registered Investment Advisory firm - (12/16/2015 Terminated)

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Contact information

Main Address

29 Broadway 12th Floor, New York, NY 10006

Mailing Address

Phone number

(212) 417-8247

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPIRE FINANCIAL MANAGEMENT COMPANY (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,040
AUM (Assets Under Management)	$ 688,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Anthony V. Manory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony V Manory's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPIRE ASSET MANAGEMENT COMPANY

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

VIRTU ITG LLC

CIBC WORLD MARKETS CORP.

CIBC TRADING (DELAWARE CORP.)

NOMURA SECURITIES INTERNATIONAL, INC.

Primary Firm SEC Registration

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2009

Series 63

Date: 11/10/1993

SIE

Date: 10/1/2018

Series 31

Date: 5/20/2009

Series 55

Date: 4/24/2000

Series 3

Date: 4/22/1996

Series 7

Date: 10/4/1993

Series 24

Date: 4/30/2001

FINRA

Current Firm

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

Contact information

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