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CRD#: 137356
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

COURTLANDT SECURITIES CORPORATION is located at 895 Dove Street 3rd Floor, Newport Beach, CA 92660 and was first established at Los Angeles, California in 06/07/2005. After operating for 20 years, COURTLANDT SECURITIES CORPORATION has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of COURTLANDT SECURITIES CORPORATION’s clients are individuals and 0% of their clients are high net worth individuals. COURTLANDT SECURITIES CORPORATION has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at COURTLANDT SECURITIES CORPORATION are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access COURTLANDT SECURITIES CORPORATION‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at COURTLANDT SECURITIES CORPORATION. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for COURTLANDT SECURITIES CORPORATION Comes From

Understanding the Statistics for COURTLANDT SECURITIES CORPORATION and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
895 Dove Street 3rd Floor, Newport Beach, CA 92660
Mailing Address
P.o. Box 11929, Newport Beach, CA 92658
Firm Size
Small
Phone Number
(800) 994-7094
Established
California since 06/07/2005
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CRUZ, MICHAEL LAWRENCEPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER2130750
LANG, LAURAFINANCIAL AND OPERATIONS PRINCIPAL2249418

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Advisor's working at COURTLANDT SECURITIES CORPORATION

GS

Gary William Squibb

RR
CRD#: 2212740
Location:
Newport Beach, CA 92660
Company:
COURTLANDT SECURITIES CORPORATION
Disclosures:
Experience:
33 years
View Profile
LL

Laura Lang

RR
CRD#: 2249418
Location:
Newport Beach, CA 92660
Company:
COURTLANDT SECURITIES CORPORATION
Disclosures:
Experience:
33 years
View Profile
MC

Michael Lawrence Cruz

Michael Lawrence Cruz Iii, Michael Lawrence Cruz Jr
RR
CRD#: 2130750
Location:
Newport Beach, CA 92660
Company:
COURTLANDT SECURITIES CORPORATION
Disclosures:
Experience:
34 years
View Profile
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