Michael L. Cruz
Professional summary
Michael Lawrence Cruz, who also goes by Michael Lawrence Cruz III, Michael Lawrence Cruz Jr, is a registered financial professional currently at COURTLANDT SECURITIES CORPORATION located in Newport Beach, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Lawrence Cruz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2006 - Present
COURTLANDT SECURITIES CORPORATION
Office #1: 895 Dove Street Suite 300, Newport Beach, CA 92660Office #2: 895 Dove Street 3rd Floor, Newport Beach, CA 92660January 8, 2010 - June 2, 2010
AMERICAN INVESTMENT SERVICES
February 15, 2006 - January 26, 2017
COURTLANDT WEALTH MANAGEMENT
March 11, 2004 - October 14, 2008
F500 ADVISORY SERVICES, INC.
April 3, 1995 - March 13, 2006
FINANCE 500, INC.
October 6, 1994 - May 18, 1995
ROBERT SCOTT SECURITIES, INC.
August 9, 1993 - September 3, 1994
A. G. EDWARDS & SONS, INC.
December 4, 1992 - August 2, 1993
AMERINATIONAL FINANCIAL SERVICES, INC.
April 15, 1992 - June 8, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2014)
(2/14/2006)
(1/4/2016)
(7/25/2025)
(5/24/2019)
(1/21/2025)
(9/2/2015)
(9/26/2016)
(1/18/2012)
(1/8/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COURTLANDT SECURITIES CORPORATION
CRD#: 137356 / SEC#: , 8-67081
Contact information
FINRA licenses (10 States and Territories)
Red Flags
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