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GS

Gary W. Squibb

COURTLANDT SECURITIES
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 2212740
GS

Professional summary


Gary William Squibb is a registered financial professional currently at COURTLANDT SECURITIES CORPORATION located in Newport Beach, California.

Gary is registered as a RR (Registered Representative) and started their career in finance in 1992. Gary has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gary William Squibb's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 6, 2006 - Present

COURTLANDT SECURITIES CORPORATION

Office #1: 895 Dove Street Suite 300, Newport Beach, CA 92660
BD
CRD#: 137356
Newport Beach, CA
Past

February 8, 2010 - June 25, 2014

COURTLANDT WEALTH MANAGEMENT

RIA
CRD#: 136639
NEWPORT BEACH, CA
Past

February 3, 1998 - December 17, 2004

CAMDEN FINANCIAL SERVICES

BD
CRD#: 19925
KELLER, TX
Past

December 4, 1996 - February 14, 1997

UNITED PACIFIC SECURITIES, INC.

BD
CRD#: 21986
CARLSBAD, CA
Past

July 26, 1995 - December 5, 1996

FINANCE 500, INC.

BD
CRD#: 12981
IRVINE, CA
Past

May 23, 1994 - July 24, 1995

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

BD
CRD#: 14229
NORTHRIDGE, CA
Past

April 15, 1993 - April 11, 1994

AMERINATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 27986
Past

March 6, 1992 - December 18, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/6/2006)
RR
Michigan
(12/5/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 3/12/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CS
COURTLANDT SECURITIES CORPORATION
COURTLANDT | COURTLANDT SECURITIES CORPORATION | COURTLANDT FINANCIAL GROUP, INC.

CRD#: 137356 / SEC#: , 8-67081

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
895 Dove Street 3rd Floor, Newport Beach, CA 92660
Mailing Address
P.o. Box 11929, Newport Beach, CA 92658
Phone number
(800) 994-7094
Established
California since 06/07/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CRUZ, MICHAEL LAWRENCEPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER2130750
LANG, LAURAFINANCIAL AND OPERATIONS PRINCIPAL2249418

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COURTLANDT SECURITIES CORPORATION

CRD#: 137356Newport Beach, CA 92660

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