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DT

Damon D. Testaverde

NETWORK 1 FINANCIAL SECURITIES
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 444453
DT

Professional summary


Damon Domenic Testaverde, who also goes by Damon D. Testaverde, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Damon is registered as a RR (Registered Representative) and started their career in finance in 1969. Damon has worked at 9 firms and has passed the Series 63, Series 52TO, Series 7TO, Series 99TO, Series 79TO, SIE, Series 1, F04 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Damon D. Testaverde

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Damon Domenic Testaverde's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 7, 1994 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701
BD
CRD#: 13577
Red Bank, NJ
Past

July 12, 1994 - September 7, 1994

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
Past

September 24, 1991 - July 19, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

April 10, 1991 - July 19, 1994

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

November 23, 1988 - March 8, 1991

R.H.DAMON & CO., INC.

BD
CRD#: 23091
Past

November 3, 1986 - December 31, 1988

F.N. WOLF & CO., INC.

BD
CRD#: 13051
Past

June 30, 1986 - October 27, 1986

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

July 12, 1983 - June 30, 1986

S. D. COHN & CO.

BD
CRD#: 735
Past

August 13, 1981 - October 12, 1983

UNIFIED SECURITIES CORPORATION

BD
CRD#: 8024
Past

December 1, 1980 - December 28, 1982

S. D. COHN & CO.

BD
CRD#: 735
Past

October 24, 1978 - December 1, 1980

BROADCHILD SECURITIES CORP.

BD
CRD#: 7702
Past

April 5, 1976 - May 8, 1978

O'NEILL & FELDMAN, INC.

BD
CRD#: 7079
Past

September 9, 1969 - August 30, 1973

INVERNESS DISTRIBUTORS, INC.

BD
CRD#: 2312

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/9/1995)
RR
Arizona
(2/7/2017)
RR
California
(9/29/1994)
RR
Colorado
(9/7/1994)
RR
Connecticut
(10/18/1994)
RR
District of Columbia
(2/3/2017)
RR
Florida
(12/7/1998)
RR
Georgia
(9/7/1994)
RR
Illinois
(9/7/1994)
RR
Indiana
(2/3/2017)
RR
Louisiana
(2/3/2017)
RR
Maryland
(9/7/1994)
RR
Massachusetts
(9/7/1994)
RR
Michigan
(9/7/1994)
RR
Minnesota
(2/3/2017)
RR
Mississippi
(2/6/2017)
RR
Nevada
(8/21/2014)
RR
New Jersey
(9/7/1994)
RR
New Mexico
(6/2/2021)
RR
New York
(9/7/1994)
RR
North Carolina
(3/19/1997)
RR
Ohio
(5/29/2014)
RR
Oklahoma
(2/7/2017)
RR
Oregon
(2/21/2017)
RR
Pennsylvania
(10/19/1994)
RR
South Carolina
(2/10/2017)
RR
South Dakota
(3/3/2015)
RR
Tennessee
(7/9/2013)
RR
Texas
(9/7/1994)
RR
Utah
(4/10/2017)
RR
Virginia
(9/7/1994)
RR
Washington
(10/25/1999)
RR
Wisconsin
(10/18/2001)

Exams


State Security Law Exam
RR
Series 63
Date: 3/19/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/3/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
F04
Date: 4/5/1976
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 3/4/1976
Registered Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures


Regulatory Event21
Arbitration4

Red Flags


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Company Information


NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Red Bank, NJ 07701

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