Vincent M. Bruno

SPENCER-WINSTON SECURITIES

New York, NY 10036-2825

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CRD#: 1845833

Professional summary

Vincent Michael Bruno, who also goes by VIncent M Bruno, is a registered financial professional currently at SPENCER-WINSTON SECURITIES CORPORATION located in New York, New York and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1990. Vincent has worked at 19 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vincent M Bruno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Michael Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2015 - Present

SPENCER-WINSTON SECURITIES CORPORATION

Office #1: 45 West 47th Street Suite 402, New York, NY 10036-2825

CRD#: 8300

New York, NY

Current

September 2, 2025 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

April 1, 2025 - October 20, 2025

AMERICAN TRUST INVESTMENT SERVICES, INC.

CRD#: 3001

WHITING, IN

Past

November 15, 2023 - November 14, 2024

CIM SECURITIES, LLC

CRD#: 120852

Wall Township, NJ

Past

June 29, 2023 - October 31, 2023

SPRINKLEBROKERAGE, INC.

CRD#: 285216

SAN DIEGO, CA

Past

April 5, 2023 - March 26, 2025

CRITO CAPITAL LLC

CRD#: 161724

NEW YORK, NY

Past

April 25, 2018 - March 6, 2023

AEON CAPITAL INC

CRD#: 164004

Middletown, NJ

Past

January 30, 2018 - May 4, 2018

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

Shrewsbury, NJ

Past

May 11, 2015 - July 6, 2015

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

NEW YORK, NY

Past

September 2, 2014 - December 9, 2014

PHX FINANCIAL, INC.

CRD#: 144403

NEW YORK, NY

Past

May 13, 2014 - June 27, 2014

SPENCER-WINSTON SECURITIES CORPORATION

CRD#: 8300

NEW YORK, NY

Past

February 8, 2013 - June 24, 2013

CHARLES VISTA LLC

CRD#: 132650

STATEN ISLAND, NY

Past

September 4, 2009 - August 21, 2012

SPARTAN CAPITAL SECURITIES, LLC

CRD#: 146251

NEW YORK, NY

Past

November 18, 2005 - September 30, 2009

GARDEN STATE SECURITIES, INC.

CRD#: 10083

WALL TWP, NJ

Past

July 1, 2002 - November 9, 2005

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

May 8, 1998 - January 25, 2001

SSI SECURITIES CORP.

CRD#: 8275

BOCA RATON, FL

Past

May 8, 1998 - June 28, 2002

EARLYBIRDCAPITAL, INC.

CRD#: 28629

MELVILLE, NY

Past

January 13, 1992 - September 17, 2001

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Past

March 20, 1990 - April 5, 1990

CITICORP SECURITIES SERVICES, INC.

CRD#: 15387

NEW YORK, NY

Past

March 20, 1990 - January 13, 1992

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/3/2003

Municipal Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

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Advisor Monitoring

Firm Stability Insights

Vincent M. Bruno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Michael Bruno's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

AMERICAN TRUST INVESTMENT SERVICES, INC.

CIM SECURITIES, LLC

SPRINKLEBROKERAGE, INC.

CRITO CAPITAL LLC

AEON CAPITAL INC

WYNSTON HILL CAPITAL, LLC

GLOBAL ARENA CAPITAL CORP

PHX FINANCIAL, INC.

SPENCER-WINSTON SECURITIES CORPORATION

CHARLES VISTA LLC

SPARTAN CAPITAL SECURITIES, LLC

GARDEN STATE SECURITIES, INC.

THE CONCORD EQUITY GROUP, LLC

SSI SECURITIES CORP.

EARLYBIRDCAPITAL, INC.

GKN SECURITIES CORP.

CITICORP SECURITIES SERVICES, INC.

PARAGON CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/1991

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1990

Series 14

Date: 1/2/2023

Series 24

Date: 6/4/2014

Series 53

Date: 10/3/2003

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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